Adam T. Eagleston

FORMIDABLE ASSET MANAGEMENT

CINCINNATI, OH 45202

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CRD#: 4253142

Professional summary

Adam Thomas Eagleston is a registered financial advisor currently at FORMIDABLE ASSET MANAGEMENT, LLC located in Cincinnati, Ohio.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Adam has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Thomas Eagleston's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2020 - Present

FORMIDABLE ASSET MANAGEMENT, LLC

Office #1: 221 E. 4th Street Suite 2700, Cincinnati, OH 45202

RIA

CRD#: 167555

CINCINNATI, OH

Past

November 17, 2015 - August 12, 2019

OPUS CAPITAL MANAGEMENT

RIA

CRD#: 106528

CINCINNATI, OH

Past

January 21, 2004 - December 31, 2004

NCF FINANCIAL SERVICES, INC.

RIA

CRD#: 120471

CORDOVA, TN

Past

January 19, 2004 - December 31, 2004

NCF FINANCIAL SERVICES, INC.

CRD#: 120471

DURHAM, NC

Past

May 12, 2003 - January 3, 2007

FMT CAPITAL MANAGEMENT, INC.

RIA

CRD#: 107174

CORDOVA, TN

Past

February 4, 2002 - December 4, 2002

NBC CAPITAL MARKETS GROUP, INC.

CRD#: 18229

MEMPHIS, TN

Past

May 21, 2001 - September 27, 2001

CAROLINAS INVESTMENT CONSULTING LLC

CRD#: 104379

CHARLOTTE, NC

Past

September 11, 2000 - May 24, 2001

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORMIDABLE ASSET MANAGEMENT, LLC

CRD#: 167555 / SEC#: 801-77975

RIA

Registered Investment Advisory firm - (4/22/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/2/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/28/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/8/2000

General Securities Representative Examination

Current Firm

FORMIDABLE ASSET MANAGEMENT, LLC

CRD#: 167555 / SEC#: 801-77975

RIA

Registered Investment Advisory firm - (4/22/2013 Approved)

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Contact information

Main Address

221 E. 4th Street Suite 2700, Cincinnati, OH 45202

Mailing Address

Phone number

(513) 655-5566

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORMIDABLE ASSET MANAGEMENT ADV 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	2,188
AUM (Assets Under Management)	$ 876,010,541

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam T. Eagleston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Thomas Eagleston's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPUS CAPITAL MANAGEMENT

NCF FINANCIAL SERVICES, INC.

NCF FINANCIAL SERVICES, INC.

FMT CAPITAL MANAGEMENT, INC.

NBC CAPITAL MARKETS GROUP, INC.

CAROLINAS INVESTMENT CONSULTING LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

FORMIDABLE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/2/2001

Series 63

Date: 9/28/2000

Series 7

Date: 9/8/2000

Current Firm

FORMIDABLE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORMIDABLE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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