Peter A. Schexnayder

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CRD#: 4253092

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Anthony Schexnayder, who also goes by Anthony Schenxnayder, Peter Anthony Schenxnayder, Anthony Schexnayder, was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 2000. Peter had worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Anthony Schenxnayder | Peter Anthony Schenxnayder | Anthony Schexnayder

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 11, 2019 - January 23, 2025

KOPENTECH CAPITAL MARKETS LLC

CRD#: 299808

Los Angeles, CA

Past

November 12, 2013 - January 27, 2017

GUGGENHEIM SECURITIES, LLC

CRD#: 40638

ENCINO, CA

Past

September 24, 2009 - May 20, 2013

WELLS FARGO SECURITIES, LLC

CRD#: 126292

EL SEGUNDO, CA

Past

June 17, 2009 - September 17, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

GLENDALE, CA

Past

June 1, 2009 - July 15, 2009

MORGAN STANLEY

CRD#: 149777

LOS ANGELES, CA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

LOS ANGELES, CA

Past

May 14, 2003 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

LOS ANGELES, CA

Past

June 5, 2002 - December 31, 2002

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

June 5, 2002 - May 5, 2003

WELLS FARGO INSTITUTIONAL SECURITIES, LLC

CRD#: 5958

CHARLOTTE, NC

Past

November 16, 2000 - April 2, 2002

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 8/16/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 1/27/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/1/2000

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 10/19/2000

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 6/17/2019

General Securities Principal Examination

Current Firm

KOPENTECH CAPITAL MARKETS LLC

KOPENTECH | KOPENTECH LLC | KOPENTECH CAPITAL MARKETS LLC

CRD#: 299808 / SEC#: , 8-70331

Broker-Dealer Firm Regulated by FINRA (Long Island district office)

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Contact information

Main Address

25 Fernwood Lane Suite 1101, Roslyn, NY 11576

Mailing Address

25 Fernwood Lane Suite 1101, Roslyn, NY 11576

Phone number

(800) 862-1684

Established

Delaware since 03/15/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (23 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
KOPENTECH LLC	PARTNER
CHAN, STANLEY	CHIEF COMPLIANCE OFFICER	4184811
SCHILLING, MICHAEL JAMES	DIRECTOR / FINOP/ CFO/ PFO/ POO	2609624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peter A. Schexnayder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GUGGENHEIM SECURITIES, LLC

WELLS FARGO SECURITIES, LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

WELLS FARGO BROKERAGE SERVICES, L.L.C.

WELLS FARGO INSTITUTIONAL SECURITIES, LLC

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/16/2019

Series 99TO

Date: 1/2/2023

SIE

Date: 1/27/2017

Series 7

Date: 11/1/2000

Series 3

Date: 10/19/2000

Series 24

Date: 6/17/2019

Current Firm

KOPENTECH CAPITAL MARKETS LLC

Contact information

FINRA licenses (23 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

KOPENTECH CAPITAL MARKETS LLC

TRUST BUT VERIFY

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