David F. Wilson
SINCERUS ADVISORY
New York, NY
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CRD#: 4253003
Professional summary
David Flores Wilson, CFP® is a registered financial advisor currently at SINCERUS ADVISORY located in New York, New York.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Biography
David Flores Wilson, CFP®, CFA, CEPA®, a Managing Partner at Sincerus Advisory in New York City, advises and coaches business owners and professionals on a broad spectrum of financial matters as they make progress towards their goals and dreams. Prior to joining Watts Capital Partners, David was a Vice President in the Fixed Income Division at Barclays Capital. He received a BS from the University of California, Berkeley and holds the Certified Exit Planer Analyst (CEPA), Certified College Financial Consultant (CCFC), Chartered Financial Analyst (CFA), Behavioral Financial Advisor™ and Certified Financial Planner (CFP®) designations.
David has a passion for being a helpful resource to friends, colleagues, and clients. In an effort to find new ways to better serve his clients and provide the best, easily-accessible information, Planning to Wealth provides financial planning tips and wealth management guidance and aims to be your go-to resource for top financial topics and life planning considerations. David enjoys traveling, reading, Brazilian Jiu-jitsu, yoga and snowboarding. He can be reached at dwilson@planningtowealth.com
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Small Business Planning
Life Transitions
Estate Planning
Do you have an area of expertise or specialization?
Business Owners
Cash Flow/Budgets/Credit Issue...
College/Education Planning
Entrepreneurs
Investment Advice with Ongoing...
Middle Income Client Needs
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Flores Wilson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
May 15, 2020 - Present
SINCERUS ADVISORY
RIA
CRD#: 300559
New York, NY
Past
January 16, 2018 - May 28, 2020
WATTS CAPITAL PARTNERS LLC
RIA
CRD#: 149049
NEW YORK, NY
Past
October 13, 2010 - November 15, 2017
KARBONE CAPITAL MARKETS, LLC
BD
CRD#: 150704
NEW YORK, NY
Past
March 19, 2010 - December 31, 2016
WATTS CAPITAL PARTNERS LLC
RIA
CRD#: 149049
NEW YORK, NY
Past
September 22, 2008 - February 12, 2009
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Past
September 5, 2001 - September 22, 2008
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SINCERUS ADVISORY
SINCERUS ADVISORY | SINCERUS ADVISORY, LLC
CRD#: 300559 / SEC#: 801-119083
RIA
Registered Investment Advisory firm - (7/23/2020 Approved)California
Registered Investment Advisory firm - (12/17/2020 Terminated)Florida
Registered Investment Advisory firm - (11/17/2020 Terminated)New York
Registered Investment Advisory firm - (11/17/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/15/2020)
IAR
New York(3/11/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SINCERUS ADVISORY
SINCERUS ADVISORY | SINCERUS ADVISORY, LLC
CRD#: 300559 / SEC#: 801-119083
RIA
Registered Investment Advisory firm - (7/23/2020 Approved)California
Registered Investment Advisory firm - (12/17/2020 Terminated)Florida
Registered Investment Advisory firm - (11/17/2020 Terminated)New York
Registered Investment Advisory firm - (11/17/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
New York, NY
Mailing Address
99 Wall St. #185, New York, NY 10005
Phone number
(212) 203-7376
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 562 |
| AUM (Assets Under Management) | $ 180,135,846 |
Red Flags
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