Brian J. Glander
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian J Glander was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2000. Brian had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2017 - March 29, 2018
WORDEN CAPITAL MANAGEMENT LLC
May 16, 2007 - December 20, 2016
AMERICAN CAPITAL PARTNERS, LLC
July 23, 2004 - May 25, 2007
LADENBURG THALMANN ASSET MANAGEMENT INC
November 20, 2002 - May 23, 2007
LADENBURG THALMANN & CO. INC.
September 15, 2000 - November 20, 2002
LADENBURG CAPITAL MANAGEMENT INC.
August 18, 2000 - September 21, 2000
M.S. FARRELL & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WORDEN CAPITAL MANAGEMENT LLC
CRD#: 148366 / SEC#: , 8-68010
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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