Michael S. Fasone

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CRD#: 4252802

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Steven Fasone was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 11, 2023 - July 1, 2025

FCI ADVISORS

RIA

CRD#: 106398

Westerville, OH

Past

August 9, 2013 - November 15, 2022

WESBANCO SECURITIES, INC.

CRD#: 43276

Columbus, OH

Past

August 2, 2010 - July 1, 2013

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

WESTERVILLE, OH

Past

June 18, 2010 - July 1, 2013

PARK AVENUE SECURITIES LLC

CRD#: 46173

DUBLIN, OH

Past

August 11, 2005 - May 13, 2010

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

COLUMBUS, OH

Past

August 10, 2005 - May 13, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

COLUMBUS, OH

Past

October 22, 2003 - September 14, 2005

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

WORTHINGTON, OH

Past

April 25, 2002 - September 14, 2005

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

September 15, 2000 - June 27, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 15, 2000 - June 27, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FCI ADVISORS

FCI ADVISORS | MIDWEST ADVISORS | MIDWEST | FINANCIAL COUNSELORS INC

CRD#: 106398 / SEC#: 801-48195

RIA

Registered Investment Advisory firm - (1/12/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/9/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/18/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/14/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/30/2004

General Securities Principal Examination

Current Firm

FCI ADVISORS

FCI ADVISORS | MIDWEST ADVISORS | MIDWEST | FINANCIAL COUNSELORS INC

CRD#: 106398 / SEC#: 801-48195

RIA

Registered Investment Advisory firm - (1/12/1995 Approved)

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Contact information

Main Address

5901 College Boulevard Suite 110, Overland Park, KS 66211

Mailing Address

Phone number

(913) 663-0660

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 (8/13/2025)

Regulatory assets under management

Total Number of Accounts	740
AUM (Assets Under Management)	$ 1,902,330,516

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/30/2025	Cover Page	Report
09/25/2024	Cover Page	Report
12/29/2023	Cover Page	Report
11/29/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael S. Fasone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WESBANCO SECURITIES, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

FCI ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 1/9/2023

Series 63

Date: 9/18/2000

SIE

Date: 10/1/2018

Series 7

Date: 9/14/2000

Series 24

Date: 7/30/2004

Current Firm

FCI ADVISORS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FCI ADVISORS

TRUST BUT VERIFY

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