Lindsey J. Wenzinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lindsey Jessica Wenzinger, who also goes by Lindsey Jessica Richards, was a registered financial professional .
Lindsey is a previously registered financial professional and started their career in finance in 2000. Lindsey had worked at 1 firm and has passed the Series 66, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2007 - March 14, 2012
BAKER & CO., INCORPORATED
October 31, 2000 - March 14, 2012
BAKER & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 7/13/2001
Limited Representative-Equity Trader ExamCurrent Firm
BAKER & CO., INCORPORATED
CRD#: 5835 / SEC#: 801-67585, 8-16555
Contact information
Regulatory assets under management
| Total Number of Accounts | 67 |
| AUM (Assets Under Management) | $ 64,200,000 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
