CG
Christopher J. Gurnee
KESTRA ADVISORY SERVICES
Ogden, UT 84403
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CRD#: 4252718
CG
Professional summary
Christopher James Gurnee, who also goes by Chirstopher James Gurnee, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Ogden, Utah and KESTRA INVESTMENT SERVICES, LLC located in Ogden, Utah.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chirstopher James Gurnee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Cornerstone Financial and Associates, Inc. Inv Rel: Yes Address: 962 Chambers Street Suite 12 Ogden UT 84403 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC POS: President Start Date: 9/1/2009 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) DESC: Daily account and relationship management. Name: Cornerstone Professional Properties, LLC. Inv Rel: Yes Address: 962 Chambers Street Suite 12 Ogden UT 84403 NOB: Real Estate POS: President Start Date: 1/1/2007 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) DESC: Oversee activities of rental agreement and financials. Name: Kestra Advisory Services, LLC Inv Rel: Yes Address: 5707 Southwest Parkway, Bldg 2 Ste 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC POS: Investment Advisor Representative Start Date: 6/25/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) DESC: Relationship and wealth management. Name: CORNERSTONE MANAGEMENT GROUP, INC POS: Registered agent/board member NOB: Equipment and property rental/services INV REL: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: 6043 park vista drive, South Ogden UT 84405 DESC: Board member, voting rights. Oversight of business and some operations
CRS (Client Relationship Summary) - RIA
Click below to view Christopher James Gurnee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 25, 2018 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 962 Chambers Street, Ogden, UT 84403RIA
CRD#: 283330
Ogden, UT
Current
June 20, 2018 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 962 Chambers St. Suite 12, Ogden, UT 84403BD
CRD#: 42046
Ogden, UT
Past
October 17, 2014 - June 21, 2018
FORESTERS EQUITY SERVICES, INC.
RIA
CRD#: 18464
OGDEN, UT
Past
May 4, 2011 - June 21, 2018
FORESTERS EQUITY SERVICES, INC.
BD
CRD#: 18464
OGDEN, UT
Past
October 26, 2007 - May 3, 2011
INTERMOUNTAIN FINANCIAL SERVICES, INC.
BD
CRD#: 15386
OGDEN, UT
Past
August 26, 2005 - October 19, 2007
INVESTMENT MANAGEMENT CORPORATION
BD
CRD#: 37196
SOUTH OGDEN, UT
Past
April 12, 2002 - February 11, 2004
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
DULUTH, GA
Past
November 2, 2000 - April 12, 2002
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/20/2018)
RR
Arkansas(6/13/2023)
RR
California(6/20/2018)
RR
Colorado(12/20/2018)
RR
Florida(8/28/2018)
RR
Hawaii(4/8/2024)
RR
Idaho(6/20/2018)
RR
Indiana(6/20/2018)
RR
Maryland(6/20/2018)
RR
Michigan(5/8/2019)
RR
Minnesota(8/13/2021)
RR
Nevada(6/20/2018)
RR
New Mexico(6/20/2018)
RR
North Carolina(1/24/2019)
RR
North Dakota(6/20/2018)
RR
Oklahoma(9/24/2024)
RR
Oregon(6/20/2018)
RR
South Carolina(1/2/2019)
RR
Tennessee(1/9/2025)
RR
Texas(6/20/2018)
IAR
Texas(7/27/2023)
RR
Utah(6/20/2018)
IAR
Utah(6/25/2018)
RR
Virginia(8/28/2018)
RR
Washington(6/20/2018)
RR
Wisconsin(8/8/2018)
RR
Wyoming(4/14/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/29/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Ogden, UT 84403TRUST BUT VERIFY
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