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HS

Henrik M. Steffensen

NORDEA SECURITIES LLC
New York, NY 10036
Some features on this profile are disabled
CRD#: 4252634
HS

Professional summary

Henrik Martin Steffensen, who also goes by Henrik Steffensen, is a registered financial professional currently at NORDEA SECURITIES LLC located in New York, New York.

Henrik is registered as a RR (Registered Representative) and started their career in finance in 2001. Henrik has worked at 2 firms and has passed the Series 63, Series 79TO, Series 79, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Henrik Steffensen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Henrik Martin Steffensen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 2, 2019 - Present

NORDEA SECURITIES LLC

Office #1: 1211 Avenue Of The Americas, New York, NY 10036Office #2: 1211 Avenue Of The Americas, New York, NY 10036
BD
CRD#: 292574
New York, NY
Past

January 12, 2001 - April 29, 2003

NORDEA SECURITIES, INC.

BD
CRD#: 38188
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/22/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 11/22/2016
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/22/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/11/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/28/2018
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

NS
NORDEA SECURITIES LLC
NORDEA MARKETS LLC | NORDEA SECURITIES LLC

CRD#: 292574 / SEC#: , 8-70077

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1211 Avenue Of The Americas, New York, NY 10036
Mailing Address
1211 Avenue Of The Americas, New York, NY 10036
Phone number
(212) 318-9622
Established
Delaware since 11/04/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
NORDEA MARKETS HOLDING COMPANY INCSOLE MEMBER
BRUK, DANIELCHIEF COMPLIANCE OFFICER2211091
HOLM-JOERGENSEN, KRAENCOO AND FINOP6705173
STEFFENSEN, HENRIK MARTINCHIEF EXECUTIVE OFFICER4252634

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NORDEA SECURITIES LLC

CRD#: 292574New York, NY 10036

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