Scott F. Davis

FAMILY TREE WEALTH ADVISORS

Mt Juliet, TN 37122

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CRD#: 4252596

Professional summary

Scott Frederick Davis, CFP® is a registered financial advisor currently at FAMILY TREE WEALTH ADVISORS, LLC located in Mt Juliet, Tennessee.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Scott has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Frederick Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

January 11, 2012 - Present

FAMILY TREE WEALTH ADVISORS, LLC

Office #1: 2598 N Mt Juliet Rd Suite 100, Mt Juliet, TN 37122

RIA

CRD#: 157777

Mt Juliet, TN

Past

August 8, 2011 - December 31, 2011

FAMILY TREE WEALTH ADVISORS, LLC

RIA

CRD#: 157777

MT JULIET, TN

Past

October 3, 2006 - August 11, 2011

EDWARD JONES

RIA

CRD#: 250

MT JULIET, TN

Past

October 11, 2000 - August 11, 2011

EDWARD JONES

CRD#: 250

MT JULIET, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(1/11/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/12/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/10/2000

General Securities Representative Examination

Current Firm

FAMILY TREE WEALTH ADVISORS, LLC

FAMILY TREE WEALTH ADVISORS | FAMILY TREE WEALTH ADVISORS, LLC

CRD#: 157777 / SEC#: 801-72567

RIA

Registered Investment Advisory firm - (1/27/2012 Terminated)

Tennessee

Registered Investment Advisory firm - (1/24/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2598 N Mt Juliet Rd Suite 100, Mt Juliet, TN 37122

Mailing Address

Phone number

(615) 553-2704

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	56
AUM (Assets Under Management)	$ 11,941,300

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott F. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Frederick Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAMILY TREE WEALTH ADVISORS, LLC

FAMILY TREE WEALTH ADVISORS, LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 63

Date: 10/12/2000

Series 7

Date: 10/10/2000

Current Firm

FAMILY TREE WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FAMILY TREE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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