DB
Dustin B. Beam
PATHWAYS WEALTH MANAGEMENT
TROY, OH 45414
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CRD#: 4252465
DB
Professional summary
Dustin Blake Beam, CFP®, who also goes by Duskin Blake Beam, Dusty Beam, Blake Blake Dustin, is a registered financial advisor currently at PATHWAYS WEALTH MANAGEMENT, INC. located in Troy, Ohio.
Dustin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Dustin has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Duskin Blake Beam | Dusty Beam | Blake Blake Dustin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Pathways Wealth Management Inc.; Investment Related; 1270 Macintosh Ct. Troy, OH 45373; RIA for Investment Advisory Services; IAR/President & 100% Stockholder 01/2022 ; Start Date: 8/2010; 100 hours devoted monthly; 4 hours devoted daily during trading hours; Compensated for Investment advice and Portfolio Management; Manage client's investments and Retirement portfolios. 2.) Vision Financial Partner, LLC; Investment Related; 1270 Macintosh Ct. Troy, OH 45373; Branch Office of LMK & Company; Start Date: 2/2015; 100 hours devoted monthly; 4 hours devoted daily during trading hours; Compensated by commission for investment advice and portfolio management. 3.) Dustin Blake Beam; Insurance Related; 1270 Macintosh Ct. Troy, OH 45373; Licensed in state of Ohio for Accident, Health, Life and Variable Insurance; Start Date: 7/2000; 5 hours devoted annually; 5 hours devoted annually during trading hours; Compensated by percentage of premium paid by the insured 4.) E-6 Industies; Not Investment Related; 1270 Macintosh Ct. Troy, OH 45373; Sole member rental property/Airbnb; 100 hours devoted annually, 2 hours devoted weekly; Rents collected from long and short term tenants.
CRS (Client Relationship Summary) - RIA
Click below to view Dustin Blake Beam's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
August 30, 2010 - Present
PATHWAYS WEALTH MANAGEMENT, INC.
Office #1: 1270 Macintosh Court, Troy, OH 45414RIA
CRD#: 154125
TROY, OH
Past
February 9, 2015 - September 15, 2025
L.M. KOHN & COMPANY
RIA
CRD#: 27913
Troy, OH
Past
February 9, 2015 - September 15, 2025
L.M. KOHN & COMPANY
BD
CRD#: 27913
Troy, OH
Past
July 13, 2011 - February 9, 2015
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Troy, OH
Past
August 26, 2010 - July 13, 2011
TRIAD ADVISORS LLC
BD
CRD#: 25803
ATLANTA, GA
Past
June 1, 2009 - September 13, 2010
MORGAN STANLEY
RIA
CRD#: 149777
DAYTON, OH
Past
June 1, 2009 - September 13, 2010
MORGAN STANLEY
BD
CRD#: 149777
DAYTON, OH
Past
November 9, 2000 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
DAYTON, OH
Past
September 11, 2000 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
DAYTON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PATHWAYS WEALTH MANAGEMENT, INC.
MONTGOMERY DESIGNS, LLC | SOUTHWEST OHIO INVESTMENT ADVISORY, LLC | PATHWAYS WEALTH MANAGEMENT, LLC | PATHWAYS WEALTH MANAGEMENT, INC.
CRD#: 154125 / SEC#: 801-130750
RIA
Registered Investment Advisory firm - (7/25/2024 Approved)California
Registered Investment Advisory firm - (9/25/2024 Terminated)Ohio
Registered Investment Advisory firm - (8/26/2024 Terminated)Texas
Registered Investment Advisory firm - (8/26/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(8/30/2010)
IAR
Texas(10/8/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PATHWAYS WEALTH MANAGEMENT, INC.
MONTGOMERY DESIGNS, LLC | SOUTHWEST OHIO INVESTMENT ADVISORY, LLC | PATHWAYS WEALTH MANAGEMENT, LLC | PATHWAYS WEALTH MANAGEMENT, INC.
CRD#: 154125 / SEC#: 801-130750
RIA
Registered Investment Advisory firm - (7/25/2024 Approved)California
Registered Investment Advisory firm - (9/25/2024 Terminated)Ohio
Registered Investment Advisory firm - (8/26/2024 Terminated)Texas
Registered Investment Advisory firm - (8/26/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Tipp City, OH
Mailing Address
Phone number
(937) 552-9765
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 683 |
| AUM (Assets Under Management) | $ 133,311,983 |
Red Flags
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Company Information
PATHWAYS WEALTH MANAGEMENT, INC.
CRD#: 154125Troy, OH 45414TRUST BUT VERIFY
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