Nia S. White
Professional summary
Nia Serena Gandy White, who also goes by Nia Serena Gandy White, Nia Gandy White, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Nia is registered as a RR (Registered Representative) and started their career in finance in 2000. Nia has worked at 3 firms and has passed the Series 63, Series 82TO, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nia Serena Gandy White's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003May 31, 2022 - October 10, 2025
OLD CITY SECURITIES LLC
November 3, 2000 - January 27, 2005
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/19/2025)
Exams
Series 82TO
Date: 5/31/2022
Limited Representative-Private Securities OfferingsFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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