Clinton E. Guyaux

CENTERVIEW WEALTH ADVISORS

Pittsburgh, PA 15215

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CRD#: 4252388

Professional summary

Clinton E Guyaux, CFP®, CLU® is a registered financial advisor currently at CENTERVIEW WEALTH ADVISORS, LLC located in Pittsburgh, Pennsylvania.

Clinton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Clinton has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CLINTON EDWARD GUYAUX IS AN INDEPENDENT LICENSED INSURANCE AGENT, AND FROM TIME TO TIME, WILL OFFER CLIENTS ADVICE OR PRODUCTS FROM THOSE ACTIVITIES. CLIENTS SHOULD BE AWARE THAT THESE SERVICES PAY A COMMISSION OR OTHER COMPENSATION AND INVOLVE A CONFLICT OF INTEREST, AS COMMISSIONABLE PRODUCTS CONFLICT WITH THE FIDUCIARY DUTIES OF A REGISTERED INVESTMENT ADVISER. CENTERVIEW WEALTH ADVISORS, LLC ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT; INCLUDING THE SALE OF COMMISSIONABLE PRODUCTS TO ADVISORY CLIENTS. CLIENTS ARE IN NO WAY REQUIRED TO IMPLEMENT THE PLAN THROUGH ANY REPRESENTATIVE OF CENTERVIEW WEALTH ADVISORS, LLC IN SUCH INDIVIDUAL'S CAPACITY AS AN INSURANCE AGENT. CLINTON EDWARD GUYAUX IS ALSO A PASSIVE INVESTOR IN, CB ENTERPRISES, LLC, AN ENTITY FORMED TO HOLD REAL ESTATE PROPERTIES. HE WILL NOT OFFER CLIENTS SERVICES FROM THIS ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clinton E Guyaux's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

CLU^®

Chartered Life Underwriter

Experience

Current

December 1, 2014 - Present

CENTERVIEW WEALTH ADVISORS, LLC

Office #1: 139 Freeport Road, Pittsburgh, PA 15215

RIA

CRD#: 173260

Pittsburgh, PA

Past

October 10, 2012 - November 25, 2014

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

PITTSBURGH, PA

Past

May 8, 2012 - November 25, 2014

MML INVESTORS SERVICES, LLC

CRD#: 10409

PITTSBURGH, PA

Past

May 22, 2007 - April 10, 2012

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

PITTSBURGH, PA

Past

April 2, 2007 - April 10, 2012

MML INVESTORS SERVICES, LLC

CRD#: 10409

PITTSBURGH, PA

Past

February 27, 2006 - March 27, 2007

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

PITTSBURGH, PA

Past

December 8, 2000 - March 27, 2007

PARK AVENUE SECURITIES LLC

CRD#: 46173

PITTSBURGH, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(12/1/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/5/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/25/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/25/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/7/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CENTERVIEW WEALTH ADVISORS, LLC

CENTERVIEW WEALTH ADVISORS, LLC | GUYAUX, CLINTON E

CRD#: 173260 / SEC#:

New Jersey

Registered Investment Advisory firm - (12/14/2021 Terminated)

Ohio

Registered Investment Advisory firm - (6/20/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/1/2014 Approved)

Texas

Registered Investment Advisory firm - (1/30/2016 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

139 Freeport Road, Pittsburgh, PA 15215

Mailing Address

Phone number

(412) 532-8111

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	161
AUM (Assets Under Management)	$ 115,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Clinton E. Guyaux

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clinton E Guyaux's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/5/2000

SIE

Date: 11/25/2014

Series 7

Date: 4/25/2005

Series 6

Date: 12/7/2000

Current Firm

CENTERVIEW WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CENTERVIEW WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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