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Clinton E Guyaux

CFP®, CLU®
CENTERVIEW WEALTH ADVISORS
PITTSBURGH, PA
·CRD# 4252388·25 years experience

Professional Summary

Clinton E Guyaux, CFP®, CLU® is a registered financial advisor currently at CENTERVIEW WEALTH ADVISORS, LLC located in Pittsburgh, Pennsylvania. Clinton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Clinton has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2007
CLU®
Chartered Life Underwriter

Years of Experience

25 years in the financial services industry

Current & Past Employments

CENTERVIEW WEALTH ADVISORS, LLC·CRD# 173260
RIA
139 Freeport Road, Pittsburgh, PA 15215
December 1, 2014 - Present
MML INVESTORS SERVICES, LLC·CRD# 10409
RIA
Pittsburgh, PA
October 10, 2012 - November 25, 2014
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Pittsburgh, PA
May 8, 2012 - November 25, 2014
MML INVESTORS SERVICES, LLC·CRD# 10409
RIA
Pittsburgh, PA
May 22, 2007 - April 10, 2012
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Pittsburgh, PA
April 2, 2007 - April 10, 2012
PARK AVENUE SECURITIES LLC·CRD# 46173
RIA
Pittsburgh, PA
February 27, 2006 - March 27, 2007
PARK AVENUE SECURITIES LLC·CRD# 46173
BD
Pittsburgh, PA
December 8, 2000 - March 27, 2007

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Current Firm

CW
CENTERVIEW WEALTH ADVISORS, LLC

CENTERVIEW WEALTH ADVISORS, LLC | GUYAUX, CLINTON E

CRD#: 173260
New Jersey
Registered Investment Advisory firm - New Jersey (12/14/2021 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (6/20/2019 Approved)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (12/1/2014 Approved)
Texas
Registered Investment Advisory firm - Texas (1/30/2016 Conditional Restricted)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

139 Freeport Road, Pittsburgh, PA 15215

Phone Number

(412) 532-8111

# of Employees

5

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

165

AUM (Assets Under Management)

$144,000,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CLINTON EDWARD GUYAUX IS AN INDEPENDENT LICENSED INSURANCE AGENT, AND FROM TIME TO TIME, WILL OFFER CLIENTS ADVICE OR PRODUCTS FROM THOSE ACTIVITIES. CLIENTS SHOULD BE AWARE THAT THESE SERVICES PAY A COMMISSION OR OTHER COMPENSATION AND INVOLVE A CONFLICT OF INTEREST, AS COMMISSIONABLE PRODUCTS CONFLICT WITH THE FIDUCIARY DUTIES OF A REGISTERED INVESTMENT ADVISER. CENTERVIEW WEALTH ADVISORS, LLC ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT; INCLUDING THE SALE OF COMMISSIONABLE PRODUCTS TO ADVISORY CLIENTS. CLIENTS ARE IN NO WAY REQUIRED TO IMPLEMENT THE PLAN THROUGH ANY REPRESENTATIVE OF CENTERVIEW WEALTH ADVISORS, LLC IN SUCH INDIVIDUAL'S CAPACITY AS AN INSURANCE AGENT. CLINTON EDWARD GUYAUX IS ALSO A PASSIVE INVESTOR IN, CB ENTERPRISES, LLC, AN ENTITY FORMED TO HOLD REAL ESTATE PROPERTIES. HE WILL NOT OFFER CLIENTS SERVICES FROM THIS ACTIVITY.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Pennsylvania
(12/1/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2014About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2005About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Dec 2000About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Clinton E Guyaux's CRS (Customer Relationship Summary).

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