Giancarlo Ciocca
Professional summary
Giancarlo Ciocca was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Giancarlo is a previously registered financial advisor and started their career in finance in 2000. Prior to being barred, Giancarlo had worked at 2 firms, which includes INTERBOLSA SECURITIES LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2011 - June 7, 2011
INTERBOLSA SECURITIES, LLC
March 15, 2004 - May 24, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 19, 2000 - May 24, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
INTERBOLSA SECURITIES, LLC
CRD#: 150715 / SEC#: , 8-68289
Contact information
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