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Michael Stevenson Brady

INTERACTIVE BROKERS
CHICAGO, IL
·CRD# 4252104·16 years experience

Professional Summary

Michael Stevenson Brady, who also goes by Mike Brady, is a registered financial advisor currently at INTERACTIVE BROKERS CORP. located in Chicago, Illinois. Michael is registered as a RR (Registered Representative) and started their career in finance in 2010. Michael has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 34, Series 3, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mike Brady

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

INTERACTIVE BROKERS CORP.·CRD# 117942
BD
10 S Riverside Plaza Suite 1600, Chicago, IL 60606
January 19, 2012 - Present
INTERACTIVE BROKERS LLC·CRD# 36418
BD
Chicago, IL
July 16, 2010 - January 3, 2012

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Current Firm

IB
INTERACTIVE BROKERS CORP.

CONIFER FUTURE TRADE, LLC | INTERACTIVE BROKERS CORP. | FUTURETRADE SECURITIES, LLC | FUTURETRADE SECURITIES CORP.

CRD#: 117942 / SEC#: 8-53615
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

Pickwick Plaza, Greenwich, CT 06830

Mailing Address

Two Pickwick Plaza, Greenwich, CT 06830

Phone Number

(203) 618-5700

Established

Delaware since 01/16/2009

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IB EXCHANGE CORP.OWNER—
BRODY, PAUL JONATHANSECRETARY, PRINCIPAL OPERATIONS OFFICER1722066
GALIK, MILANCEO2204066
GELMAN, JONATHAN MICHAELCCO AND ROSFP5440103
MENICUCCI, JAMESPRINCIPAL FINANCIAL OFFICER6590173

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/19/2012)
RR
Alaska
(1/19/2012)
RR
Arizona
(1/19/2012)
RR
Arkansas
(1/19/2012)
RR
California
(1/19/2012)
RR
Colorado
(1/19/2012)
RR
Connecticut
(1/19/2012)
RR
Delaware
(1/19/2012)
RR
District of Columbia
(1/19/2012)
RR
Florida
(3/4/2015)
RR
Georgia
(1/19/2012)
RR
Hawaii
(1/19/2012)
RR
Idaho
(1/19/2012)
RR
Illinois
(1/19/2012)
RR
Indiana
(2/7/2012)
RR
Iowa
(1/19/2012)
RR
Kansas
(1/19/2012)
RR
Kentucky
(1/19/2012)
RR
Louisiana
(1/19/2012)
RR
Maine
(1/19/2012)
RR
Maryland
(1/19/2012)
RR
Massachusetts
(1/19/2012)
RR
Michigan
(1/19/2012)
RR
Minnesota
(1/19/2012)
RR
Mississippi
(1/19/2012)
RR
Missouri
(1/19/2012)
RR
Montana
(1/19/2012)
RR
Nebraska
(1/19/2012)
RR
Nevada
(1/19/2012)
RR
New Hampshire
(1/19/2012)
RR
New Jersey
(1/19/2012)
RR
New Mexico
(1/19/2012)
RR
New York
(1/19/2012)
RR
North Carolina
(1/20/2012)
RR
North Dakota
(1/19/2012)
RR
Ohio
(1/20/2012)
RR
Oklahoma
(1/19/2012)
RR
Oregon
(1/19/2012)
RR
Pennsylvania
(1/19/2012)
RR
Puerto Rico
(1/19/2012)
RR
Rhode Island
(1/19/2012)
RR
South Carolina
(1/19/2012)
RR
South Dakota
(1/19/2012)
RR
Tennessee
(10/23/2015)
RR
Texas
(3/4/2014)
RR
Utah
(1/19/2012)
RR
Vermont
(1/19/2012)
RR
Virgin Islands
(8/10/2017)
RR
Virginia
(1/19/2012)
RR
Washington
(1/19/2012)
RR
West Virginia
(1/19/2012)
RR
Wisconsin
(1/19/2012)
RR
Wyoming
(1/19/2012)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2010About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2010About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 34 — Retail Off-Exchange FOREX Examination

Passed Jun 2013About the Series 34 exam

Series 3 — National Commodity Futures Examination

Passed Sep 2010About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jul 2010About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2015About the Series 24 exam
Cboe C2 Exchange, Inc.
SRO Registrations
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Stevenson Brady's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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