AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
LF

Lisa M. Florest

JCC CAPITAL MARKETS
Laguna Niguel, CA 92677
Some features on this profile are disabled
CRD#: 4251958
LF

Professional summary

Lisa Marie Florest, who also goes by Lisa Marie Florest, Lisa Marie Glowacka, Lisa F Glowacka, is a registered financial professional currently at JCC CAPITAL MARKETS, LLC located in Laguna Niguel, California.

Lisa is registered as a RR (Registered Representative) and started their career in finance in 2000. Lisa has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lisa Marie Florest | Lisa Marie Glowacka | Lisa F Glowacka

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lisa Marie Florest's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 3, 2024 - Present

JCC CAPITAL MARKETS, LLC

Office #1: 30011 Ivy Glenn Dr #220, Laguna Niguel, CA 92677
BD
CRD#: 146776
Laguna Niguel, CA
Past

October 21, 2021 - April 1, 2024

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN MATEO, CA
Past

October 23, 2018 - October 19, 2021

GRIFFIN CAPITAL SECURITIES, LLC

BD
CRD#: 37739
Phoenix, AZ
Past

April 12, 2018 - October 23, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
CHANDLER, AZ
Past

January 29, 2018 - March 22, 2018

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
Scottsdale, AZ
Past

November 8, 2007 - November 14, 2017

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
PHOENIX, AZ
Past

July 6, 2005 - May 22, 2007

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
SCOTTSDALE, AZ
Past

July 6, 2005 - May 22, 2007

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
SCOTTSDALE, AZ
Past

July 24, 2004 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA
CRD#: 16999
SCOTTSDALE, AZ
Past

June 2, 2004 - July 6, 2005

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

December 19, 2003 - June 8, 2004

WELLS FARGO INVESTMENTS, LLC

BD
CRD#: 10582
SAN FRANCISCO, CA
Past

May 30, 2002 - December 16, 2003

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

November 10, 2000 - April 26, 2001

MONY SECURITIES CORPORATION

BD
CRD#: 4386
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/3/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/13/2004
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/28/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/18/2003
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/9/2000
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

JC
JCC CAPITAL MARKETS, LLC
JCC ADVISORS, LLC | PIVOTAL CAPITAL SOLUTIONS LLC | JCC CAPITAL MARKETS, LLC

CRD#: 146776 / SEC#: , 8-67850

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
30011 Ivy Glenn Dr #220, Laguna Niguel, CA 92677
Mailing Address
Po Box 7767, Laguna Niguel, CA 92607
Phone number
(949) 249-9500
Established
Texas since 05/03/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ATCHITY, MARK AARONPRINCIPAL OPERATIONS OFFICER2530342
ATCHITY, MARK AARONPRESIDENT, CEO, CFO, CCO, FINOP, PRINCIPAL2530342
ATCHITY, MARK AARONPRINCIPAL FINANCIAL OFFICER2530342

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JCC CAPITAL MARKETS, LLC

CRD#: 146776Laguna Niguel, CA 92677

TRUST BUT VERIFY

Monitor Lisa Florest

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Barton S Pearce
Barton PearceAdvisorCheck Check Mark
PARK AVENUE SECURITIES LLC
IAR
RR
IRVINE, CA
Ryan Anthony Gallo
Ryan GalloAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
FULLERTON, CA
Michael Gregory Jensen
Michael JensenAdvisorCheck Check Mark
FALCON WEALTH PLANNING, INC.
IAR
Irvine, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.