Gregory T. Francis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Thomas Francis was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2000. Gregory had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2004 - August 30, 2012
SCINTO GROUP LLP
March 27, 2003 - February 11, 2004
COMMONWEALTH FINANCIAL NETWORK
December 5, 2001 - December 31, 2002
COMMONWEALTH FINANCIAL NETWORK
November 30, 2001 - December 31, 2002
COMMONWEALTH FINANCIAL NETWORK
September 13, 2000 - November 30, 2001
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SCINTO GROUP LLP
CRD#: 130565 / SEC#:
Contact information
Red Flags
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