Ronald E. Bryant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Eugene Bryant, who also goes by Ron Bryant, Ronald Eugene Bryant II, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 2000. Ronald had worked at 16 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2025 - May 22, 2026
CETERA INVESTMENT ADVISERS LLC
August 12, 2024 - May 22, 2026
CETERA WEALTH SERVICES, LLC
August 12, 2024 - May 22, 2026
CETERA INVESTMENT SERVICES LLC
August 12, 2024 - May 22, 2026
CETERA FINANCIAL SPECIALISTS LLC
August 12, 2024 - May 22, 2026
CETERA ADVISORS LLC
April 6, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
April 4, 2023 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
April 22, 2021 - August 17, 2022
WOODBURY FINANCIAL SERVICES, INC.
April 22, 2021 - August 17, 2022
TRIAD ADVISORS LLC
April 22, 2021 - August 17, 2022
SECURITIES AMERICA, INC.
April 22, 2021 - August 17, 2022
OSAIC SERVICES, INC.
April 22, 2021 - August 17, 2022
OSAIC WEALTH, INC.
March 28, 2016 - August 17, 2022
FSC SECURITIES CORPORATION
November 5, 2014 - August 17, 2022
FSC SECURITIES CORPORATION
July 23, 2013 - August 29, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
March 20, 2013 - August 29, 2014
AMERIPRISE FINANCIAL SERVICES, LLC
December 17, 2007 - May 18, 2012
OPPENHEIMER & CO. INC.
September 20, 2000 - July 5, 2005
E*TRADE SECURITIES LLC
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
