Michael J. Clancy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Clancy was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 6 firms and has passed the SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2010 - October 31, 2016
AUTOMATED EQUITY FINANCE MARKETS, INC.
October 19, 2006 - January 6, 2010
NATIONAL FINANCIAL SERVICES LLC
December 13, 2001 - February 11, 2002
LYNCH, JONES & RYAN LLC
December 13, 2001 - July 30, 2002
INSTINET FIXED INCOME INC.
December 13, 2001 - January 22, 2003
INSTINET, LLC
December 18, 2000 - January 22, 2003
INSTINET, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AUTOMATED EQUITY FINANCE MARKETS, INC.
CRD#: 147941 / SEC#: , 8-67941
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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