Howard S. Singer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Steven Singer was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1969. Howard had worked at 11 firms and has passed the Series 66, Series 63, Series 1, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2021 - December 9, 2022
DIXON, HUBARD, FEINOUR & BROWN, INC.
August 30, 2018 - October 7, 2021
OLD DOMINION CAPITAL MANAGEMENT INC.
December 19, 2014 - April 13, 2017
SINGER, HOWARD S.
April 3, 2006 - June 23, 2009
INSIGHT SECURITIES, INC.
February 8, 1991 - June 23, 2009
INSIGHT SECURITIES, INC.
May 31, 1990 - October 31, 1990
MALONE & ASSOCIATES, INC.
September 27, 1988 - June 22, 1990
D.R. DWYER & COMPANY
May 21, 1976 - September 26, 1988
SINGER & COMPANY SECURITIES, INC.
July 30, 1975 - May 21, 1976
SINGER AND ENGLER SECURITIES INC
April 10, 1974 - February 8, 1975
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 6, 1973 - May 10, 1974
PAUL J. BRUCK & ASSOCIATES, INC.
February 25, 1969 - June 8, 1973
WEIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/12/1969
Registered Representative ExaminationF04
Date: 4/18/1975
Financial Principal ExaminationSeries 00
Date: 4/18/1975
General Securities Principal ExaminationCurrent Firm
DIXON, HUBARD, FEINOUR & BROWN, INC.
CRD#: 110777 / SEC#: 801-15740
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,460 |
| AUM (Assets Under Management) | $ 1,606,208,396 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
