Howard Singer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Singer was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1964. Howard had worked at 10 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2014 - July 29, 2014
NEWBRIDGE SECURITIES CORPORATION
May 15, 2012 - August 3, 2017
R.M. STARK & CO., INC.
August 11, 2008 - May 16, 2012
NEWBRIDGE SECURITIES CORPORATION
May 1, 2006 - December 31, 2018
HOWARD SINGER ASSOCIATES, LLC
May 3, 1999 - August 12, 2008
THE INVESTMENT CENTER, INC.
June 17, 1998 - May 10, 1999
SII INVESTMENTS, INC.
October 1, 1997 - June 16, 1998
AMERICAN GENERAL SECURITIES INCORPORATED
May 1, 1979 - October 1, 1997
USLIFE EQUITY SALES CORP.
August 1, 1978 - May 1, 1979
USLIFE EQUITY SALES CORP
October 10, 1974 - December 24, 1976
HERZOG, HEINE, GEDULD, LLC
March 31, 1964 - August 19, 1974
HANSON & HANSON INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/23/1964
Registered Representative ExaminationCurrent Firm
NEWBRIDGE SECURITIES CORPORATION
CRD#: 104065 / SEC#: , 8-52538
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWBRIDGE FINANCIAL INC. | OWNER | |
| BUDDIE, GIOVINA ANN | FINOP/COO/ TREASURER/PRINCIPAL OPERATIONS OFFICER | 1997691 |
| CASOLARO, THOMAS JOSEPH | CO-CEO & CHAIRMAN | 1812805 |
| CHAMPION, CHAD DANA | SENIOR MANAGING DIRECTOR, HEAD OF INVESTMENT BANKING AND EQUITY CAPITAL MARKETS | 3038162 |
| ROBLES, VICTOR MANUEL | FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4490918 |
| SLAVIK, RICHARD WAYNE | CHIEF COMPLIANCE OFFICER | 2122910 |
| SPITLER, ROBERT PENDELTON | CO-CEO/FINOP/CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 4050312 |
Disclosures
| Regulatory Event | 33 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
