William S. Hansen

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CRD#: 4251129

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Steven Hansen, who also goes by Willaim Steven Hansen, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 2000. William had worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Willaim Steven Hansen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Skyland United Methodist Church 2) Not investment related 3) 1983 Hendersonville Rd, Skyland, NC 28776 4) Church 5) Assistant Treasurer, Finance Committee Member, Endowment Committee Member 6) January 2004 7) 2 hrs/month 8) 1/hr month 9) Sign checks when treasurer is out of town; Meet monthly after business hours to review financial statements & create and review annual budget; Vote on proposed disbursements from church's Endowment Fund (managed by United Methodist Foundation) within guidelines set forth in Endowment Policy. 2) Franklin School of Innovation 2) Not investment related 3) 21 Innovation Dr., Ashveille NC 28806 4) Charter School 5) Board Member, Treasurer 6) January 2022 7) 8 hrs/month 8) 2 hrs/month 9) Attend monthly meetings to set and approve policies and review financial statements. Assist with budgeting, financial projections and reviewing budget vs. actual results. 3) Firefly Cove Condo Owners' Association 2) Not investment related 3) 121 Firefly Cove, Lake Lure NC 28746 4) Condo Association 5) Board Member and Treasurer 6) August 2021 7) 2 hrs/month 8) 1 hrs/month 9) Review financial statements, create annual budgets, approve expenses, deal with property maintenance, repair and governance issues for 6-unit building. 4) FSI Foundation, LLC 2) Not investment related 3) 61 Innovation Drive, Asheville, NC 28806 4) Legal entity for Franklin School of Innovation, Inc. 5) Treasurer/Advisory Board Member 6) February 2022 7) 1 hrs/month 8) 0 hrs/month 9) Board member of foundation for Charter school, attend monthly meetings to set and approve policies and review financial statements.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 26, 2023 - January 2, 2025

MODERA WEALTH MANAGEMENT, LLC

RIA

CRD#: 155649

ASHEVILLE, NC

Past

October 23, 2003 - April 27, 2023

PARSEC FINANCIAL

RIA

CRD#: 104919

ASHEVILLE, NC

Past

August 8, 2000 - April 23, 2003

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MODERA WEALTH MANAGEMENT, LLC

MODERA ADVISORS OF CRYSTAL RIVER, LLC | MODERA WEALTH MANAGEMENT, LLC

CRD#: 155649 / SEC#: 801-71973

RIA

Registered Investment Advisory firm - (11/16/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/11/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/5/2000

General Securities Representative Examination

Current Firm

MODERA WEALTH MANAGEMENT, LLC

MODERA ADVISORS OF CRYSTAL RIVER, LLC | MODERA WEALTH MANAGEMENT, LLC

CRD#: 155649 / SEC#: 801-71973

RIA

Registered Investment Advisory firm - (11/16/2010 Approved)

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Contact information

Main Address

56 Jefferson Avenue, Westwood, NJ 07675

Mailing Address

Phone number

(201) 768-4600

Established

Firm type

Fiscal year end

# of Employees

219

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03 24 2025 MWM FORM ADV PART 2A FINAL (3/24/2025)

Regulatory assets under management

Total Number of Accounts	20,833
AUM (Assets Under Management)	$ 15,510,482,152

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/20/2024	Cover Page	Report
01/26/2024	Cover Page	Report
01/25/2023	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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William S. Hansen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MODERA WEALTH MANAGEMENT, LLC

PARSEC FINANCIAL

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

MODERA WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/11/1999

Series 7

Date: 1/5/2000

Current Firm

MODERA WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (43 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MODERA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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