Trisha A. Sanidad

MAINSPRING WEALTH ADVISORS

Bellevue, WA 98004

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CRD#: 4251127

Professional summary

Trisha A Sanidad, who also goes by Trisha Sanidad, Tia Van Gaver, Trisha Anne Van Gaver, is a registered financial advisor currently at MAINSPRING WEALTH ADVISORS located in Bellevue, Washington.

Trisha is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Trisha has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Trisha Sanidad | Tia Van Gaver | Trisha Anne Van Gaver

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Mainspring Wealth Advisors, LLC Address: Bellevue, WA Nature of the Business: Independent RIA Position/Title: Chief Compliance Officer Investment Related:Yes Start Date: 09/22/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Chief Compliance Officer - for IA - for branding purposes 2) : Raymond James Financial Services Inc. Address: Bellevue, WA Nature of the Business: Wealth Management/Financial Planning Support Company/DBA (Non-Owner) Position/Title: Financial Advisor/Investment Adviser Representative Investment Related: Yes Start Date: 05/2015 Hours per month devoted to this business: 160 Description of duties: Registered Principal

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trisha A Sanidad's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 14, 2020 - Present

MAINSPRING WEALTH ADVISORS

Office #1: 11400 Se 8th St. Suite 260, Bellevue, WA 98004

RIA

CRD#: 288790

Bellevue, WA

Past

May 22, 2018 - July 7, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

BELLEVUE, WA

Past

May 14, 2015 - July 7, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

BELLEVUE, WA

Past

August 7, 2009 - January 4, 2010

NEW ENGLAND SECURITIES

CRD#: 615

LAKE OSWEGO, OR

Past

July 27, 2001 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

BELLEVUE, WA

Past

July 27, 2001 - February 9, 2015

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

BELLEVUE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(10/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/11/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/23/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/25/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/27/2003

General Securities Principal Examination

Current Firm

MAINSPRING WEALTH ADVISORS

MAINSPRING WEALTH ADVISORS | MAINSPRING WEALTH ADVISORS, LLC

CRD#: 288790 / SEC#:

Washington

Registered Investment Advisory firm - (8/30/2017 Approved)

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Contact information

Main Address

11400 Se 8th St. Suite 260, Bellevue, WA 98004-6470

Mailing Address

Phone number

(425) 274-2429

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Trisha A. Sanidad

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Trisha A Sanidad's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/11/2018

Series 63

Date: 8/23/2012

SIE

Date: 10/1/2018

Series 7

Date: 7/25/2001

Series 24

Date: 2/27/2003

Current Firm

MAINSPRING WEALTH ADVISORS

Contact information

Documents

Red Flags

Company Information

MAINSPRING WEALTH ADVISORS

TRUST BUT VERIFY

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