LS
Laura R. Sivalia
GWN SECURITIES
Fort Pierce, FL 34982
Some features on this profile are disabled
CRD#: 4251033
LS
Professional summary
Laura Rosalind Sivalia, who also goes by Laura Rosalind Cole, Laura Rosalind King, Laura Rosalind Mccain, is a registered financial advisor currently at GWN SECURITIES INC. located in Fort Pierce, Florida.
Laura is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Laura has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Laura Rosalind Cole | Laura Rosalind King | Laura Rosalind Mccain
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT POSITION: Agent NATURE: Independent insurance agent INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/20/2003 ADDRESS: 1205 W Midway Rd, Fort Pierce FL 34982, United States DESCRIPTION: Life insurance sales, long-term care insurance sales, variable annuity sales. A&A TAX Services, Inc POSITION: Owner/President NATURE: Tax return preparation, bookkeeping, payroll tax returns and client tax planning. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2005 ADDRESS: 1205 W Midway Rd, Fort Pierce FL 34982, United States DESCRIPTION: Preparation of income tax returns, bookkeeping, payroll tax returns, and client tax planning. Cardinal Investments & Wealth Management, Is Investment Related, DBA, Financial Professional, 08/14/2019,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. CLOUD NIN PROPERTIES, LLC Is Not Investment Related, No business activity, Owner/Member, 2011-03-16, 0 hours per month, 0 hours per month during trading hours, No Compensation Compensation, Owner/Member of self-occupied commercial property. CLOUD SEVEN, LLC Is Not Investment Related, No business activity, Owner/Member, 2011-01-25, 0 hours per month, 0 hours per month during trading hours, No Compensation Compensation, Owner/Member. This LLC holds title to my Cessna airplane - personal use HANGAR 3163, LLC Is Not Investment Related, No business activity ,50% owner/member, 2023-05-26, 0 hours per month, 0 hours per month during trading hours, No Compensation Compensation,"50% owner/member, this entity hold title to my aircraft hangar, for personal use only."
CRS (Client Relationship Summary) - RIA
Click below to view Laura Rosalind Sivalia's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Laura Rosalind Sivalia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 20, 2019 - Present
GWN SECURITIES INC.
Office #1: 1205 W. Midway Road, Fort Pierce, FL 34982RIA
BD
CRD#: 128929
Fort Pierce, FL
Current
August 13, 2019 - Present
GWN SECURITIES INC.
Office #1: 1205 W. Midway Road, Fort Pierce, FL 34982RIA
BD
CRD#: 128929
Fort Pierce, FL
Past
June 20, 2017 - August 20, 2019
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
Fort Pierce, FL
Past
June 15, 2017 - August 20, 2019
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
Fort Pierce, FL
Past
January 30, 2017 - June 27, 2017
CAPITAL CHOICE INVESTMENT ADVISERS, INC.
RIA
CRD#: 145932
Fort Pierce, FL
Past
January 4, 2006 - June 23, 2017
CCF INVESTMENTS, INC.
BD
CRD#: 136571
FORT PIERCE, FL
Past
February 26, 2003 - December 31, 2005
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
September 11, 2000 - February 25, 2003
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(8/19/2025)
RR
Florida(8/13/2019)
IAR
Florida(8/20/2019)
RR
Georgia(8/13/2019)
RR
Michigan(6/8/2022)
RR
Missouri(7/22/2021)
RR
North Carolina(8/13/2019)
RR
Ohio(8/13/2019)
RR
Virginia(8/13/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GWN SECURITIES INC.
CRD#: 128929Fort Pierce, FL 34982TRUST BUT VERIFY
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