Mark A. Solovy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Alan Solovy was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2000. Mark had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2014 - October 30, 2015
FORESIGHT INVESTMENTS, LLC
April 14, 2011 - October 11, 2012
SIKICH CORPORATE FINANCE LLC
June 12, 2009 - May 7, 2010
WAVELAND CAPITAL PARTNERS LLC
May 24, 2005 - January 23, 2009
GUNNALLEN FINANCIAL, INC
August 12, 2004 - April 8, 2005
ADVANCED EQUITIES, INC.
November 13, 2000 - January 24, 2001
VCAPITAL SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESIGHT INVESTMENTS, LLC
CRD#: 132644 / SEC#: , 8-66619
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GELLES, LARRY BERT | MEMBER, PRINCIPAL | 2321844 |
| GURVEY, MARTIN HERBERT | MEMBER, BRANCH OFFICE SUPERVISOR | 1131102 |
| KALMAN, ROBERT | MEMBER, PRINCIPAL | 1841415 |
| KEEFE, DAVID BRIAN | MANAGER, CHIEF COMPLIANCE OFFICER, EXECUTIVE REP, FINOP, SROP/CROP, MUNICIPAL SECURITIES PRINCIPAL | 1793316 |
| KUSHNIR, SARA DEBRA | OWNER | 2270382 |
| PERRY, CHRISTOPHER JOHN | MEMBER, PRINCIPAL | 1841603 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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