Stuart L. Brown

HAMPTONROCK PARTNERS

Dallas, TX 75201

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CRD#: 4250877

Professional summary

Stuart Laidlaw Brown is a registered financial professional currently at HAMPTONROCK PARTNERS located in Dallas, Texas.

Stuart is registered as a RR (Registered Representative) and started their career in finance in 2000. Stuart has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) El Dorado & Wesson Railway, Ed Dorado, AR; not investment related; Short line railroad in south Arkansas that hauls various commodities / chemicals and connects to the Union Pacific. Start Date: Shareholder and current member of the Board of Directors; Shareholder since 2006, Board of Directors since 2014; Time Spent: <10 hours per year, 0 hours during workday. Duties: I attend one Board of Directors meeting per year, (2) Triangle Resources, El Dorado, AR; not investment related; Several thousand acres of managed timberland located in south Arkansas; Position: Current member of the Board of Directors; Start Date: Shareholder since 2006, Board of Directors since 2014. Time Spent: <10 hours per year, 0 hours during workday; Duties: I attend one Board of Directors meeting per year, (3) Natural Resources, El Dorado, AR; not investment related; Several thousand acres of managed timberland located in south Arkansas; Position: Current member of the Board of Directors. Start Date: Shareholder since 2006, Board of Directors since 2014.Time Spent: <10 hours per year, 0 hours during workday. Duties: I attend one Board of Directors meeting per year. (4) Treetops Apartment Unit; not investment related; 1 Treetops Ln, Little Rock, AR, 72202; real estate investment; owner of apartment unit, 2023, 0 time spent.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stuart Laidlaw Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2022 - Present

HAMPTONROCK PARTNERS

Office #1: 100 Crescent Ct Ste 525, Dallas, TX 75201Office #2: 100 Crescent Ct Ste 525, Dallas, TX 75201

CRD#: 306647

Dallas, TX

Past

July 15, 2024 - August 5, 2025

HAMPTON ROCK WEALTH MANAGEMENT

RIA

CRD#: 331682

DALLAS, TX

Past

May 31, 2019 - May 2, 2022

KAL CAPITAL MARKETS LLC

CRD#: 291333

Dallas, TX

Past

September 15, 2017 - May 14, 2019

BV INVESTMENT PARTNERS, L.P.

RIA

CRD#: 159349

DALLAS, TX

Past

October 18, 2013 - May 9, 2016

ALTACCESS SECURITIES COMPANY, L.P.

CRD#: 119441

DALLAS, TX

Past

September 17, 2010 - July 24, 2013

HILLTOP SECURITIES INC.

RIA

CRD#: 6220

DALLAS, TX

Past

July 28, 2010 - July 24, 2013

HILLTOP SECURITIES INC.

CRD#: 6220

DALLAS, TX

Past

May 21, 2008 - May 19, 2010

BUTLER CAPITAL PARTNERS

CRD#: 114242

NEW YORK, NY

Past

July 9, 2007 - June 9, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

December 13, 2005 - April 24, 2007

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Past

August 28, 2001 - February 4, 2003

STEPHENS

RIA

CRD#: 3496

LITTLE ROCK, AR

Past

December 5, 2000 - February 4, 2003

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/19/2022)

Delaware
(5/24/2022)

Georgia
(6/16/2025)

New York
(5/10/2022)

South Carolina
(5/11/2022)

Tennessee
(7/14/2023)

Texas
(5/6/2022)

Exams

State Security Law Exam

Series 63

Date: 6/5/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/11/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 5/9/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/4/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/12/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/26/2020

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HAMPTONROCK PARTNERS

HAMPTONROCK PARTNERS | HAMPTONROCK PARTNERS, LLC

CRD#: 306647 / SEC#: , 8-70461

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

100 Crescent Ct Ste 525, Dallas, TX 75201

Mailing Address

100 Crescent Ct Ste 525, Dallas, TX 75201

Phone number

(214) 251-8118

Established

Delaware since 10/24/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (7 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
JOHNSWOOD, LLC	OWNER
BROWN, STUART LAIDLAW	CEO	4250877
RUSTAD, STEPHANIE THERESE	FINOP	2327465
STANTON, KIMBERLY	CCO	6574919

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Stuart L. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stuart Laidlaw Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAMPTON ROCK WEALTH MANAGEMENT

KAL CAPITAL MARKETS LLC

BV INVESTMENT PARTNERS, L.P.

ALTACCESS SECURITIES COMPANY, L.P.

HILLTOP SECURITIES INC.

HILLTOP SECURITIES INC.

BUTLER CAPITAL PARTNERS

CITIGROUP GLOBAL MARKETS INC.

STEPHENS

STEPHENS

STEPHENS

State Registrations and Notice Filings

Exams

Series 63

Date: 6/5/2019

Series 65

Date: 7/11/2001

SIE

Date: 5/9/2016

Series 31

Date: 8/4/2008

Series 7

Date: 12/12/2005

Series 24

Date: 5/26/2020

FINRA

Current Firm

HAMPTONROCK PARTNERS

Contact information

FINRA licenses (7 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

HAMPTONROCK PARTNERS

TRUST BUT VERIFY

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