James A. Bossieux

CHARTER OAK CAPITAL MANAGEMENT

Portsmouth, NH 03801

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CRD#: 4250872

Professional summary

James Allen Bossieux, CFP®, CIMA®, who also goes by James Bossieux, is a registered financial advisor currently at CHARTER OAK CAPITAL MANAGEMENT located in Portsmouth, New Hampshire.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. James has worked at 7 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Bossieux

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Allen Bossieux's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CIMA^®

Certified Investment Management Analyst

Experience

Current

October 19, 2022 - Present

CHARTER OAK CAPITAL MANAGEMENT

Office #1: Two International Drive Suite 325, Portsmouth, NH 03801

RIA

CRD#: 120870

Portsmouth, NH

Past

October 22, 2010 - October 20, 2022

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

November 9, 2009 - December 31, 2009

EVERGREEN INVESTMENT MANAGEMENT CO

RIA

CRD#: 104594

BOSTON, MA

Past

April 9, 2007 - December 31, 2009

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

BOSTON, MA

Past

April 1, 2005 - March 23, 2007

BOFA ADVISORS, LLC

RIA

CRD#: 107900

BOSTON, MA

Past

July 28, 2004 - March 23, 2007

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

September 21, 2000 - July 30, 2004

HARRISDIRECT LLC

CRD#: 42159

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHARTER OAK CAPITAL MANAGEMENT

CRD#: 120870 / SEC#: 801-64808

RIA

Registered Investment Advisory firm - (11/2/2005 Approved)

Maine

Registered Investment Advisory firm - (12/31/2005 Terminated)

Massachusetts

Registered Investment Advisory firm - (3/21/2006 Terminated)

New Hampshire

Registered Investment Advisory firm - (12/31/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maine
(10/19/2022)

IAR

New Hampshire
(10/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/4/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/30/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/5/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/20/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 3/5/2003

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/25/2002

General Securities Principal Examination

Current Firm

CHARTER OAK CAPITAL MANAGEMENT

CRD#: 120870 / SEC#: 801-64808

RIA

Registered Investment Advisory firm - (11/2/2005 Approved)

Maine

Registered Investment Advisory firm - (12/31/2005 Terminated)

Massachusetts

Registered Investment Advisory firm - (3/21/2006 Terminated)

New Hampshire

Registered Investment Advisory firm - (12/31/2005 Terminated)

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Contact information

Main Address

Two International Drive Suite 325, Portsmouth, NH 03801

Mailing Address

Phone number

(800) 646-5720

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHARTER OAK_PART 2A BROCHURE (7/14/2025)

Regulatory assets under management

Total Number of Accounts	1,359
AUM (Assets Under Management)	$ 1,419,829,350

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James A. Bossieux

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Allen Bossieux's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD MARKETING CORPORATION

EVERGREEN INVESTMENT MANAGEMENT CO

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

BOFA ADVISORS, LLC

BOFA DISTRIBUTORS, INC.

HARRISDIRECT LLC

Primary Firm SEC Registration

CHARTER OAK CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 11/4/2009

Series 66

Date: 3/30/2005

Series 63

Date: 10/5/2000

SIE

Date: 10/1/2018

Series 7

Date: 9/20/2000

Series 4

Date: 3/5/2003

Series 24

Date: 9/25/2002

Current Firm

CHARTER OAK CAPITAL MANAGEMENT

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CHARTER OAK CAPITAL MANAGEMENT

TRUST BUT VERIFY

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