Jason R. Nelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Ray Nelson was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2001. Jason had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 29, 2016 - November 14, 2016
FNEX CAPITAL, LLC
May 13, 2015 - December 4, 2015
MIDAMERICA FINANCIAL SERVICES, INC.
February 19, 2013 - December 31, 2019
KEYSTONE WEALTH ADVISORS
April 14, 2008 - February 25, 2013
ZIONS CAPITAL ADVISORS, INC.
February 2, 2001 - February 25, 2013
ZIONS DIRECT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FNEX CAPITAL, LLC
CRD#: 166316 / SEC#: , 8-69199
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
