Jack V. Sinclair
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Vickers Sinclair was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1974. Jack had worked at 15 firms and has passed the Series 65, Series 63, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2009 - June 16, 2011
LEONARD SECURITIES, INC
January 8, 2007 - January 15, 2009
FBL MARKETING SERVICES, LLC
September 14, 2001 - July 11, 2006
ALLSTATE FINANCIAL SERVICES, LLC
August 7, 1997 - December 31, 1999
MOMENTUM INDEPENDENT NETWORK INC.
August 23, 1995 - August 12, 1997
CULLUM & SANDOW SECURITIES, INC.
April 28, 1993 - July 24, 1995
WALL STREET STRATEGIES, INC.
December 5, 1989 - May 10, 1993
AMERICAN TRADING SECURITIES CORP.
February 12, 1986 - April 12, 1988
RAUSCHER PIERCE REFSNES, INC.
February 4, 1983 - February 4, 1986
FIRST AFFILIATED SECURITIES, INC.
April 16, 1980 - February 4, 1986
PAS, INC.
January 31, 1980 - June 5, 1980
UBS FINANCIAL SERVICES INC.
May 4, 1979 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
February 24, 1978 - May 10, 1979
MORGAN STANLEY DW INC.
January 26, 1977 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
October 3, 1974 - January 22, 1977
REYNOLDS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 5/1/1977
AMEX Put and Call ExamSeries 1
Date: 9/24/1974
Registered Representative ExaminationCurrent Firm
LEONARD SECURITIES, INC
CRD#: 43176 / SEC#: , 8-50167
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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