Frederic W. Danforth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederic Wayne Danforth, who also goes by Frederic W Danforth, was a registered financial professional .
Frederic is a previously registered financial professional and started their career in finance in 2001. Frederic had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2009 - March 6, 2017
BANKERS & INVESTORS CO.
September 1, 2009 - July 7, 2017
BANKERS & INVESTORS CO.
August 11, 2004 - August 28, 2009
NTB FINANCIAL CORPORATION
July 18, 2001 - August 11, 2004
CHAPMAN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANKERS & INVESTORS CO.
CRD#: 6874 / SEC#: , 8-21215
Contact information
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
