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BD

Benjamin P. Durrant

PROVENIO CAPITAL
NEWPORT BEACH, CA 92660
Some features on this profile are disabled
CRD#: 4250387
BD

Professional summary


Benjamin Paul Wynn Durrant, who also goes by Ben Durrant, is a registered financial advisor currently at PROVENIO CAPITAL located in Newport Beach, California.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Benjamin has worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 55, Series 7 and Series 3 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Ben Durrant

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Benjamin Paul Wynn Durrant's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 12, 2024 - Present

PROVENIO CAPITAL

Office #1: 4400 Macarthur Blvd. Suite 300, Newport Beach, CA 92660
RIA
CRD#: 333009
NEWPORT BEACH, CA
Past

September 26, 2016 - December 16, 2024

PROVENIO CAPITAL

RIA
CRD#: 284541
NEWPORT BEACH, CA
Past

June 19, 2007 - July 9, 2008

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

July 7, 2005 - June 8, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
LOS ANGELES, CA
Past

July 7, 2005 - June 8, 2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
LOS ANGELES, CA
Past

October 3, 2000 - March 25, 2003

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROVENIO CAPITAL
PROVENIO CAPITAL | PROVENIO CAPITAL MANAGEMENT LLC

CRD#: 333009 / SEC#: 801-131264

RIA
Registered Investment Advisory firm - (10/8/2024 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/12/2024)

Exams


State Security Law Exam
IAR
Series 65
Date: 8/22/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 6/29/2005
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 55
Date: 8/8/2007
Limited Representative-Equity Trader Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


PC
PROVENIO CAPITAL
PROVENIO CAPITAL | PROVENIO CAPITAL MANAGEMENT LLC

CRD#: 333009 / SEC#: 801-131264

RIA
Registered Investment Advisory firm - (10/8/2024 Approved)
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Contact information


Main Address
4400 Macarthur Blvd. Suite 300, Newport Beach, CA 92660
Mailing Address
Phone number
(949) 301-9060
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PROVENIO CAPITAL - FORM ADV PART 2A (3/25/2025)

Regulatory assets under management


Total Number of Accounts128
AUM (Assets Under Management)$ 1,642,380,559

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PROVENIO CAPITAL

CRD#: 333009Newport Beach, CA 92660

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