Jason B. Ficken
Professional summary
Jason Butch Ficken is a registered financial professional currently at QUADRIGA SECURITIES, LLC located in Denver, Colorado.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2001. Jason has worked at 5 firms and has passed the Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Butch Ficken's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 14, 2010 - Present
QUADRIGA SECURITIES, LLC
Office #1: 44 Cook Street Suite 255, Denver, CO 80206Office #2: 200 Columbine, Suite 200, Denver, CO 80206May 13, 2009 - December 14, 2010
INTEGRIS SECURITIES, LLC
March 28, 2003 - February 10, 2009
HEADWATERS BD, LLC
March 11, 2002 - February 20, 2003
RAYMOND JAMES & ASSOCIATES, INC.
September 4, 2001 - November 30, 2001
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/14/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
QUADRIGA SECURITIES, LLC
CRD#: 153861 / SEC#: , 8-68580
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
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