Daniel J. Hushek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Joseph Hushek III, who also goes by Daniel Joseph Hushek, was a registered financial advisor .
Daniel is a previously registered financial advisor and started their career in finance in 2001. Daniel had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2005 - January 27, 2017
G.F. INVESTMENT SERVICES, LLC
May 2, 2005 - August 2, 2005
NATIONAL PLANNING CORPORATION
April 19, 2004 - August 10, 2004
GUNNALLEN FINANCIAL, INC
March 23, 2004 - August 10, 2004
GUNNALLEN FINANCIAL, INC
August 31, 2001 - September 29, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
August 9, 2001 - September 29, 2003
IDS LIFE INSURANCE COMPANY
August 9, 2001 - September 29, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
G.F. INVESTMENT SERVICES, LLC
CRD#: 132939 / SEC#: , 8-66659
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
