Steven K. Sauve
Professional summary
Steven Kent Sauve, who also goes by Steve Sauve, Steven K Sauve, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Beaverton, Oregon.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2000. Steven has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Kent Sauve's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 20, 2017 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 11950 Sw 2nd St Ste 200, Beaverton, OR 97005-8930March 8, 2013 - November 6, 2017
FIRST ALLIED SECURITIES, INC.
November 17, 2003 - April 5, 2013
ALLSTATE FINANCIAL SERVICES, LLC
September 12, 2000 - November 24, 2003
AMERITAS INVESTMENT COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/23/2025)
(7/30/2025)
(6/6/2025)
(11/20/2017)
(10/15/2024)
(9/19/2018)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
