Brian M. Mcclanahan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Michael Mcclanahan was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2001. Brian had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 2015 - October 2, 2015
NATHAN HALE CAPITAL, LLC
May 19, 2006 - September 20, 2013
SAMCO CAPITAL MARKETS, INC.
May 19, 2003 - May 19, 2006
PENSON FINANCIAL SERVICES, INC.
February 19, 2002 - May 16, 2003
LPL FINANCIAL LLC
August 1, 2001 - May 16, 2003
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATHAN HALE CAPITAL, LLC
CRD#: 123650 / SEC#: , 8-65603
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GALARPE, GARY CHRISTOPHER | CHIEF COMPLIANCE OFFICER/FIN-OP | 2384835 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
