Steven D. Werner

STRATEGIC ADVISERS LLC

READING, PA

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CRD#: 4249811

Professional summary

Steven D Werner, who also goes by Steven Dennis Werner, Steven Werner, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Reading, Pennsylvania and FIDELITY BROKERAGE SERVICES LLC located in Center Valley, Pennsylvania.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Steven has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven Dennis Werner | Steven Werner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*470641- Rental Property; Investment related Yes; Conshohocken, Conshohocken; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 09/2003; During business hours: 0; After business hours: 1; Property Management, Labor/Service, Accounting/Bookkeeping, Administrative

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven D Werner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 2945 Center Valley Pkwy Suite 311, Center Valley, PA 18034-9033

RIA

CRD#: 104555

READING, PA

Current

October 25, 2023 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 2945 Center Valley Parkway Suite 311, Center Valley, PA 18034

CRD#: 7784

Center Valley, PA

Past

November 30, 2023 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

CENTER VALLEY, PA

Past

September 5, 2023 - October 13, 2023

MORGAN STANLEY

RIA

CRD#: 149777

West Conshohocken, PA

Past

January 12, 2023 - October 13, 2023

MORGAN STANLEY

CRD#: 149777

West Conshohocken, PA

Past

April 20, 2009 - September 5, 2023

HARRISDIRECT LLC

RIA

CRD#: 42159

West Conshohocken, PA

Past

November 7, 2006 - September 5, 2023

E*TRADE SECURITIES LLC

CRD#: 29106

West Conshohocken, PA

Past

September 11, 2002 - November 30, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

NORRISTOWN, PA

Past

February 4, 2002 - November 30, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

September 13, 2000 - October 15, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 13, 2000 - October 15, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/6/2024)

Colorado
(7/19/2024)

Connecticut
(1/6/2024)

Delaware
(1/6/2024)

Florida
(1/6/2024)

Maine
(7/16/2024)

Maryland
(1/6/2024)

Nevada
(3/4/2025)

New Hampshire
(7/16/2024)

New Jersey
(1/6/2024)

New York
(1/6/2024)

North Carolina
(1/6/2024)

Pennsylvania
(10/25/2023)

IAR

Pennsylvania
(3/31/2025)

South Carolina
(1/6/2024)

Tennessee
(1/6/2024)

Texas
(11/29/2023)

IAR

Texas
(3/31/2025)

Virginia
(4/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/17/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/12/2000

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven D. Werner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven D Werner's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

MORGAN STANLEY

MORGAN STANLEY

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/17/2009

SIE

Date: 10/1/2018

Series 7

Date: 9/12/2000

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

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