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LE

Leslie S. Edgington

Some features on this profile are disabled
CRD#: 4249553
LE

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Leslie Stewart Edgington, who also goes by Stewart Edgington, was a registered financial professional .

Leslie is a previously registered financial professional and started their career in finance in 2000. Leslie had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Stewart Edgington

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 14, 2016 - November 10, 2017

QUESTAR ASSET MANAGEMENT, INC.

RIA
CRD#: 133358
AUSTIN, TX
Past

December 6, 2016 - November 10, 2017

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
AUSTIN, TX
Past

April 16, 2015 - October 31, 2016

WOODBURY FINANCIAL SERVICES, INC.

RIA
CRD#: 421
AUSTIN, TX
Past

April 16, 2015 - October 31, 2016

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
AUSTIN, TX
Past

January 7, 2010 - April 17, 2015

NEXT FINANCIAL GROUP, INC.

RIA
CRD#: 46214
AUSTIN, TX
Past

January 7, 2010 - April 17, 2015

NEXT FINANCIAL GROUP, INC.

BD
CRD#: 46214
AUSTIN, TX
Past

September 24, 2008 - December 23, 2009

1ST GLOBAL ADVISORS INC

RIA
CRD#: 111133
AUSTIN, TX
Past

September 24, 2008 - December 23, 2009

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
AUSTIN, TX
Past

December 13, 2004 - September 23, 2008

AMERIPRISE ADVISOR SERVICES, INC.

RIA
CRD#: 5979
AUSTIN, TX
Past

December 13, 2004 - September 23, 2008

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
AUSTIN, TX
Past

November 1, 2002 - December 17, 2004

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
AUSTIN, TX
Past

October 21, 2002 - December 17, 2004

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

October 5, 2000 - October 29, 2002

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/31/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 10/20/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/10/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 7/16/2004
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 10/4/2000
General Securities Representative Examination

Current Firm

QA
QUESTAR ASSET MANAGEMENT, INC.
QUESTAR ASSET MANAGEMENT, INC.

CRD#: 133358 / SEC#: 801-63747

PREMIUM
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Contact information

Main Address
5701 Golden Hills Drive, Minneapolis, MN 55416
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUESTAR ASSET MANAGEMENT, INC.

CRD#: 133358

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