Sonya J. Greenidge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sonya Ja'net Greenidge, who also goes by Sonya Ja Net Greenidge, Sonya Janet Greenidge, was a registered financial professional .
Sonya is a previously registered financial professional and started their career in finance in 2002. Sonya had worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2019 - June 21, 2023
JPMORGAN DISTRIBUTION SERVICES, INC.
March 7, 2018 - June 27, 2019
CALTON & ASSOCIATES, INC.
October 30, 2017 - June 27, 2019
CALTON & ASSOCIATES, INC.
October 22, 2010 - November 9, 2017
MORGAN STANLEY
May 6, 2010 - September 27, 2010
SII INVESTMENTS, INC.
July 24, 2009 - September 27, 2010
INVESTMENT CENTERS OF AMERICA, INC.
April 16, 2009 - September 27, 2010
INVEST FINANCIAL CORPORATION
June 25, 2007 - November 10, 2008
SANFORD C. BERNSTEIN & CO., LLC
May 29, 2007 - June 29, 2007
CITIGROUP GLOBAL MARKETS INC.
April 22, 2004 - May 29, 2007
CITICORP INVESTMENT SERVICES
May 22, 2002 - May 31, 2002
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JPMORGAN DISTRIBUTION SERVICES, INC.
CRD#: 104234 / SEC#: , 8-52700
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JPMORGAN ASSET MANAGEMENT HOLDINGS INC. | STOCKHOLDER | |
| BARTA, WENDY KAY | PRESIDENT AND DIRECTOR | 2855534 |
| KLOZA, KEVIN | CHIEF COMPLIANCE OFFICER | 2188958 |
| LEKSTUTIS, CARMINE | CHIEF LEGAL OFFICER | 6990745 |
| LISHER, ANDREA | DIRECTOR | 4493750 |
| MACHULSKI, MICHAEL RICHARD | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER AND DIRECTOR | 4726972 |
| SANZONE, JOSEPH FRANK | DIRECTOR | 6581797 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
