MP
Michael F. Perkins
RIDGELINE WEALTH ADVISORS.
Raleigh, NC 27615
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CRD#: 4248817
MP
Professional summary
Michael F Perkins is a registered financial advisor currently at RIDGELINE WEALTH ADVISORS, LLC. located in Raleigh, North Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michael has worked at 6 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY, AGENT/PARTNER, START DATE: 03/01/2007, APPROX. NUMBER OF HOURS/MONTH: LESS THAN 10, THE NUMBER OF HOURS DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: LESS THAN 10, DUTIES: SALES AND SERVICES OF FIXED LIFE, HEALTH AND ANNUITY INSURANCE RELATED PRODUCTS.
2) FINANCIAL INDEPENDENCE GROUP, NON INVESTMENT-RELATED, 19520 WEST CATAWABA AVE., SUTE 200, CORNELIUS, NC 28031, INSURANCE SALES FOR MULTIPLE CARRIERS, AGENT, START DATE: 03/01/2007, APPROX. NUMBER OF HOURS/MONTH: LESS THAN 10, THE N2)ITRANSACT, NOT INVESTMENT-RELATED, 314 South West, Farmington, Utah 84025, CREDIT CARD PROCESSING SERVICE, RELATIONSHIP MANAGER, START DATE: 08/15/2008, APPROX. NUMBER OF HOURS/MONTH: LESS THAN 10, THE NUMBER OF HOURS DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: LESS THAN 10, DUTIES: ASSIST BUSINESSES IN REDUCING THEIR CREDIT CARD TRANSACTION FEES, INTRODUCE CURRENT BUSINESS CLIENTS OF CPA FIRM.
NUMBER OF HOURS DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: LESS THAN 10, DUTIES: SALES AND SERVICES OF FIXED LIFE, HEALTH AND ANNUITY INSURANCE RELATED PRODUCTS.
3)PERKINS LUND COLLAR AND ASSOCIATES, PLLC, NOT INVESTMENT-RELATED, OBERLIN ROAD, STE. 104, RALEIGH, NC 27608, ACCOUNTING & TAX PREPARATION, PARTNER, START DATE: 01/01/1985, APPROX. NUMBER OF HOURS/MONTH: MORE THAN 40, THE NUMBER OF HOURS DEVOTED TO THE OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS: MORE THAN 40, DUTIES: PROVIDE TAX AND ACCOUNTING SERVICES.
4) RENTAL PROPERTY - AUTUMN HILL ASSOCIATES, NOT INVESTMENT-RELATED, 2607 OBERLIN ROAD, RALEIGH, NC 27608, RENTAL PROPERTY, PART OWNER, APPROXIMATE NUMBER OF HOURS/MONTH: 10, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: 10, DUTIES: 20% OWNER OF OFFICE BUILDING, PROPERTY IS MANAGED BY AN OUTSIDE PROPERTY MANAGEMENT COMPANY. PARTNERSHIP HAS MEETINGS THROUGHOUT THE YEAR AS NECESSARY.
CRS (Client Relationship Summary) - RIA
Click below to view Michael F Perkins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 2, 2016 - Present
RIDGELINE WEALTH ADVISORS, LLC.
Office #1: 7500 Six Forks Rd, Suite 100, Raleigh, NC 27615RIA
CRD#: 284843
Raleigh, NC
Past
June 20, 2014 - September 1, 2016
ENVISION WEALTH PLANNING
RIA
CRD#: 128441
RALEIGH, NC
Past
January 29, 2008 - June 20, 2014
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
RALEIGH, NC
Past
March 7, 2007 - June 20, 2014
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
RALEIGH, NC
Past
February 19, 2004 - April 5, 2007
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
RALEIGH, NC
Past
December 2, 2003 - March 1, 2004
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Past
May 10, 2001 - December 2, 2003
TRUSTED SECURITIES ADVISORS CORP.
BD
CRD#: 24049
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RIDGELINE WEALTH ADVISORS, LLC.
PLC WEALTH MANAGEMENT, LLC | RIDGELINE WEALTH ADVISORS, LLC. | RIDGELINE WEALTH ADVISORS
CRD#: 284843 / SEC#: 801-130251
RIA
Registered Investment Advisory firm - (5/14/2024 Approved)North Carolina
Registered Investment Advisory firm - (5/29/2024 Terminated)Tennessee
Registered Investment Advisory firm - (11/22/2017 Terminated)Texas
Registered Investment Advisory firm - (5/15/2024 Terminated)Virginia
Registered Investment Advisory firm - (5/28/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(9/2/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
RW
RIDGELINE WEALTH ADVISORS, LLC.
PLC WEALTH MANAGEMENT, LLC | RIDGELINE WEALTH ADVISORS, LLC. | RIDGELINE WEALTH ADVISORS
CRD#: 284843 / SEC#: 801-130251
RIA
Registered Investment Advisory firm - (5/14/2024 Approved)North Carolina
Registered Investment Advisory firm - (5/29/2024 Terminated)Tennessee
Registered Investment Advisory firm - (11/22/2017 Terminated)Texas
Registered Investment Advisory firm - (5/15/2024 Terminated)Virginia
Registered Investment Advisory firm - (5/28/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7500 Six Forks Rd, Suite 100, Raleigh, NC 27615
Mailing Address
Phone number
(919) 782-0494
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 646 |
| AUM (Assets Under Management) | $ 141,672,307 |
Red Flags
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Company Information
RIDGELINE WEALTH ADVISORS, LLC.
CRD#: 284843Raleigh, NC 27615TRUST BUT VERIFY
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