Alfonso Fiero
Professional summary
Alfonso Fiero was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Alfonso is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Alfonso had worked at 3 firms, which includes WILSON-DAVIS & CO. INC., AMERICAN CAPITAL MARKETS LLC, FIERO BROTHERS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2007 - December 31, 2008
WILSON-DAVIS & CO., INC.
April 18, 2005 - February 27, 2006
AMERICAN CAPITAL MARKETS, LLC
October 23, 2000 - October 29, 2002
FIERO BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/15/2007
Limited Representative-Equity Trader ExamCurrent Firm
WILSON-DAVIS & CO., INC.
CRD#: 3777 / SEC#: , 8-14299
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 57 |
| Arbitration | 1 |
Red Flags
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