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Sean M. Sevey

SEVEY WEALTH ADVISORS
Austin, TX
Some features on this profile are disabled
CRD#: 4248369
SS

Professional summary

Sean Michael Sevey is a registered financial advisor currently at SEVEY WEALTH ADVISORS located in Austin, Texas.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Sean has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Sevey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 5, 2023 - Present

SEVEY WEALTH ADVISORS

RIA
CRD#: 324450
Austin, TX
Past

August 22, 2005 - December 12, 2022

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Austin, TX
Past

August 22, 2005 - December 12, 2022

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
Austin, TX
Past

March 3, 2003 - August 29, 2005

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
CAMPBELL, CA
Past

September 19, 2000 - August 29, 2005

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(1/5/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/28/2002
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/30/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/18/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 7/6/2011
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 6/7/2011
General Securities Sales Supervisor - General Module Examination

Current Firm

SW
SEVEY WEALTH ADVISORS
SEVEY WEALTH ADVISORS | SEVEY WEALTH ADVISORS, LLC

CRD#: 324450 / SEC#:

Texas
Registered Investment Advisory firm - (1/5/2023 Approved)
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Contact information

Main Address
Austin, TX
Mailing Address
Phone number
(512) 647-8886
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

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Company Information

SEVEY WEALTH ADVISORS

CRD#: 324450Austin, TX

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