Jeffrey R. Wingerter

SCHWAB WEALTH ADVISORY

Jersey City, NJ 07302

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CRD#: 4248281

Professional summary

Jeffrey Royce Wingerter, CFP®, who also goes by Jeff Wingerter, Jeffrey R Wingerter, Jeffrey Wingerter, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Jersey City, New Jersey and CHARLES SCHWAB & CO., INC. located in Jersey City, New Jersey.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Jeffrey has worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 53, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Wingerter | Jeffrey R Wingerter | Jeffrey Wingerter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Royce Wingerter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

February 6, 2023 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 30 Hudson Street, Jersey City, NJ 07302

RIA

CRD#: 159035

Jersey City, NJ

Current

February 6, 2023 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 30 Hudson Street Floor 23, Jersey City, NJ 07302

RIA

CRD#: 5393

Jersey City, NJ

Past

September 2, 2020 - January 24, 2023

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

New York, NY

Past

September 1, 2020 - January 24, 2023

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

New York, NY

Past

October 24, 2017 - July 24, 2020

CITY NATIONAL SECURITIES, INC.

RIA

CRD#: 103705

NEW YORK, NY

Past

October 13, 2017 - July 24, 2020

CITY NATIONAL SECURITIES, INC.

CRD#: 103705

NEW YORK, NY

Past

March 28, 2017 - September 22, 2017

CITI PRIVATE ALTERNATIVES, LLC

CRD#: 153777

New York, NY

Past

June 13, 2011 - September 22, 2017

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

NEW YORK, NY

Past

May 10, 2011 - September 22, 2017

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 7, 2007 - May 7, 2007

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

PRINCETON, NJ

Past

February 7, 2007 - May 7, 2007

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PRINCETON, NJ

Past

October 20, 2004 - February 5, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

OLD BRIDGE, NJ

Past

October 20, 2004 - February 5, 2007

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

OLD BRIDGE, NJ

Past

August 27, 2002 - October 20, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

FREEHOLD, NJ

Past

December 19, 2001 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

September 8, 2000 - February 22, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/24/2023)

California
(2/7/2024)

Colorado
(1/17/2024)

Delaware
(4/23/2025)

Florida
(2/6/2023)

Georgia
(2/7/2024)

Illinois
(2/7/2024)

Iowa
(2/7/2024)

Kentucky
(2/7/2024)

Massachusetts
(10/5/2023)

Minnesota
(2/7/2024)

New Jersey
(2/6/2023)

IAR

New Jersey
(2/6/2023)

New York
(2/6/2023)

Ohio
(2/7/2024)

Pennsylvania
(2/14/2024)

Texas
(2/6/2023)

IAR

Texas
(2/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/10/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/9/2011

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 6/6/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/20/2002

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 9/26/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/29/2002

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey R. Wingerter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Royce Wingerter's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITY NATIONAL SECURITIES, INC.

CITY NATIONAL SECURITIES, INC.

CITI PRIVATE ALTERNATIVES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/10/2011

SIE

Date: 10/1/2018

Series 7

Date: 5/9/2011

Series 53

Date: 6/6/2003

Series 24

Date: 11/20/2002

Series 10

Date: 9/26/2002

Series 9

Date: 8/29/2002

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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