Eric K. Hite
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Kurt Hite, who also goes by Eric K Hite, Eric Hite, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2003. Eric had worked at 10 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2019 - October 12, 2021
CROWN CAPITAL SECURITIES, L.P.
May 2, 2019 - October 12, 2021
CROWN CAPITAL SECURITIES, L.P.
March 7, 2018 - March 8, 2019
VALMARK ADVISERS, INC.
February 28, 2018 - March 8, 2019
VALMARK SECURITIES, INC.
April 1, 2011 - March 9, 2018
QUESTAR ASSET MANAGEMENT, INC.
April 1, 2011 - March 9, 2018
QUESTAR CAPITAL CORPORATION
April 29, 2010 - December 31, 2010
LEVEL FOUR ADVISORY SERVICES
March 17, 2010 - April 1, 2011
OSAIC FS, INC.
September 29, 2009 - March 8, 2010
SECURITIES AMERICA, INC.
July 1, 2004 - July 21, 2009
MSI FINANCIAL SERVICES, INC.
May 8, 2003 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
May 8, 2003 - July 21, 2009
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/20/2023
General Securities Representative ExaminationSeries 6TO
Date: 12/20/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
CROWN CAPITAL SECURITIES, L.P.
CRD#: 6312 / SEC#: 801-57663, 8-17264
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DELTA CAPITAL HOLDINGS, LLC | GENERAL PARTNER | |
| DELTA BROKER HOLDING, LLC | LIMITED PARTNER | |
| EDWARDS, DON MICHAEL | CFO/FINOP/CONTROLLER | 2669488 |
| FRENCH, JONATHAN LEE | PRESIDENT/ MUNICIPAL PRINCIPAL/CROP/CMO/CCO/COO/INV. ADV.SERV. | 3155702 |
| PAULSEN, DAROL KENNETH | CEO/DIR./TREASURER/SROP | 358292 |
| PAULSEN, PHYLLIS JEAN | SR. VP/DIR/CAO DIR./LIC & REG/SEC | 1512757 |
Regulatory assets under management
| Total Number of Accounts | 5,654 |
| AUM (Assets Under Management) | $ 1,223,108,240 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
