Sean P. Sego
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean Patrick Sego, who also goes by Sean Sego, was a registered financial advisor .
Sean is a previously registered financial advisor and started their career in finance in 2000. Sean had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 29, 2012 - December 31, 2013
INTRINSIC VALUE CAPITAL MANAGEMENT, LLC
August 2, 2010 - March 30, 2012
WADDELL & REED
April 26, 2010 - March 30, 2012
WADDELL & REED
May 29, 2008 - January 5, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
May 9, 2008 - January 5, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
August 15, 2007 - May 14, 2008
AMERIPRISE ADVISOR SERVICES, INC.
August 28, 2000 - May 14, 2008
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTRINSIC VALUE CAPITAL MANAGEMENT, LLC
CRD#: 163715 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
