Matthew W. Durham

DURHAM WEALTH MANAGEMENT

St. Peters, MO

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CRD#: 4247606

Professional summary

Matthew Wayne Durham, who also goes by Matt Durham, is a registered financial advisor currently at DURHAM WEALTH MANAGEMENT, LLC located in St. Peters, Missouri.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Matthew has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Durham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Matthew Durham Sole Proprietor Start: 05/2016 Address: St. Peters, MO Position: Insurance agent Hours/month: 4; during securities trading: 1 Insurance sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Wayne Durham's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 24, 2016 - Present

DURHAM WEALTH MANAGEMENT, LLC

RIA

CRD#: 284264

St. Peters, MO

Past

May 5, 2016 - June 7, 2016

INFINITY FINANCIAL SERVICES

RIA

CRD#: 144302

St. Peters, MO

Past

May 5, 2016 - June 7, 2016

INFINITY FINANCIAL SERVICES

CRD#: 144302

St. Peters, MO

Past

December 20, 2013 - March 21, 2016

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

ST. PETER'S, MO

Past

December 13, 2013 - May 19, 2016

LPL FINANCIAL LLC

CRD#: 6413

ST.PETERS, MO

Past

August 20, 2009 - December 16, 2013

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

SAINT PETERS, MO

Past

August 20, 2009 - December 16, 2013

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

SAINT PETERS, MO

Past

January 1, 2001 - August 25, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

ST PETERS, MO

Past

August 31, 2000 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 31, 2000 - August 25, 2009

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

ST PETERS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/28/2016)

IAR

Missouri
(7/28/2016)

IAR

Texas
(6/24/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/6/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/7/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/30/2000

General Securities Representative Examination

Current Firm

DURHAM WEALTH MANAGEMENT, LLC

CRD#: 284264 / SEC#:

Illinois

Registered Investment Advisory firm - (6/28/2016 Approved)

Missouri

Registered Investment Advisory firm - (7/26/2016 Approved)

Texas

Registered Investment Advisory firm - (6/24/2016 Conditional Restricted)

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Contact information

Main Address

St. Peters, MO

Mailing Address

Phone number

(636) 294-7750

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	135
AUM (Assets Under Management)	$ 11,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew W. Durham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Wayne Durham's CRS (Customer Relationship Summary).

Certified licenses

Experience

INFINITY FINANCIAL SERVICES

INFINITY FINANCIAL SERVICES

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/6/2000

SIE

Date: 6/7/2016

Series 7

Date: 8/30/2000

Current Firm

DURHAM WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DURHAM WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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