Marc S. Becker

DISCIPLINE WEALTH SOLUTIONS

DURHAM, NC 27705

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CRD#: 4247479

Professional summary

Marc Stephen Becker, AIF® is a registered financial advisor currently at DISCIPLINE WEALTH SOLUTIONS, INC. located in Durham, North Carolina.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Marc has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 2006; MFN ENTERPRISES LLC; INVESTMENT RELATED; DURHAM, NC; LLC OWNS AND MANAGES COMMERCIAL REAL ESTATE; OWNER; ANNUAL REPORTING TO THE STATE AS REQUIRED FOR LLCS; 2 HRS/MONTH. 2) JEWISH FEDERATION OF DURHAM/CHAPEL HILL; NOT INVESTMENT REALTED; DURHAM, NC; INVESTMENT COMMITTEE CHAIR; 2011; APPROXIMATELY 1 HOUR PER MONTH DEVOTED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Stephen Becker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 13, 2025 - Present

DISCIPLINE WEALTH SOLUTIONS, INC.

Office #1: 2741 Campus Walk Avenue Building 400 Suite 400, Durham, NC 27705

RIA

CRD#: 315846

DURHAM, NC

Past

August 16, 2019 - December 31, 2021

M. S. HOWELLS & CO.

CRD#: 104100

DURHAM, NC

Past

April 27, 2015 - September 2, 2025

EFFICIENT ADVISORS

RIA

CRD#: 150144

DURHAM, NC

Past

May 21, 2014 - August 11, 2021

WISER FINANCIAL COACHING, LLC

RIA

CRD#: 142190

DURHAM, NC

Past

March 15, 2006 - April 23, 2007

TRIAD ADVISORS LLC

RIA

CRD#: 25803

DURHAM, NC

Past

March 15, 2006 - August 16, 2019

TRIAD ADVISORS LLC

CRD#: 25803

DURHAM, NC

Past

June 25, 2003 - April 12, 2006

OSAIC FS, INC.

RIA

CRD#: 3870

DURHAM, NC

Past

April 29, 2003 - April 12, 2006

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

June 4, 2002 - April 8, 2003

AURA FINANCIAL SERVICES, INC.

RIA

CRD#: 42822

BIRMINGHAM, AL

Past

November 7, 2000 - April 8, 2003

AURA FINANCIAL SERVICES, INC.

CRD#: 42822

BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DISCIPLINE WEALTH SOLUTIONS, INC.

CRD#: 315846 / SEC#: 801-122049

RIA

Registered Investment Advisory firm - (8/10/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(6/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/20/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/28/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/6/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/9/2017

General Securities Principal Examination

Current Firm

DISCIPLINE WEALTH SOLUTIONS, INC.

CRD#: 315846 / SEC#: 801-122049

RIA

Registered Investment Advisory firm - (8/10/2021 Approved)

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Contact information

Main Address

15 Halton Green Way, Greenville, SC 29607

Mailing Address

Phone number

(864) 322-6046

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCIPLINE WEALTH SOLUTIONS (5/20/2025)

Regulatory assets under management

Total Number of Accounts	2,750
AUM (Assets Under Management)	$ 316,318,696

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marc S. Becker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Stephen Becker's CRS (Customer Relationship Summary).

Certified licenses

Experience

M. S. HOWELLS & CO.

EFFICIENT ADVISORS

WISER FINANCIAL COACHING, LLC

TRIAD ADVISORS LLC

TRIAD ADVISORS LLC

OSAIC FS, INC.

OSAIC FS, INC.

AURA FINANCIAL SERVICES, INC.

AURA FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

DISCIPLINE WEALTH SOLUTIONS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/20/2014

Series 63

Date: 11/28/2000

SIE

Date: 10/1/2018

Series 7

Date: 11/6/2000

Series 24

Date: 2/9/2017

Current Firm

DISCIPLINE WEALTH SOLUTIONS, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DISCIPLINE WEALTH SOLUTIONS, INC.

TRUST BUT VERIFY

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