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DR

Darrell P. Rau

1031 SECURITIES
FRANKLIN, MI
Some features on this profile are disabled
CRD#: 4247268
DR

Professional summary


Darrell Philip Rau, who also goes by Darrell P Rau, is a registered financial professional currently at 1031 SECURITIES INC. located in Franklin, Michigan.

Darrell is registered as a RR (Registered Representative) and started their career in finance in 2000. Darrell has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 62 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Darrell P Rau

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Darrell Philip Rau's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 25, 2024 - Present

1031 SECURITIES INC.

BD
CRD#: 326590
FRANKLIN, MI
Past

April 30, 2019 - July 22, 2024

CONCORDE INVESTMENT SERVICES, LLC

BD
CRD#: 151604
TROY, MI
Past

March 4, 2004 - January 8, 2019

INLAND SECURITIES CORPORATION

BD
CRD#: 15807
OAK BROOK, IL
Past

September 20, 2000 - February 13, 2004

SII INVESTMENTS, INC.

BD
CRD#: 2225
APPLETON, WI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/15/2024)
RR
Colorado
(7/28/2025)
RR
Michigan
(6/25/2024)
RR
South Dakota
(8/5/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 9/26/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 11/7/2001
Corporate Securities Limited Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


1S
1031 SECURITIES INC.
1031 SECURITIES INC. | 1031 SECURITIES, LLC

CRD#: 326590 / SEC#: , 8-71095

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
25300 West 13 Mile Rd, Franklin, MI 48025
Mailing Address
25300 West 13 Mile Rd, Franklin, MI 48025
Phone number
(248) 761-6027
Established
Michigan since 03/27/2023
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (27 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WALSH, WILLIAM FRANCISCEO/CCO2276055
1031 SECURITIES INC. - QES PEP MEMBERSHAREHOLDER
RYAN, KIMBERLY ANNFINOP/POO/PFO4316310

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


1031 SECURITIES INC.

CRD#: 326590Franklin, MI

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