Michael E. Lloyd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Edward Lloyd was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 7 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2016 - June 4, 2019
PETER MANCUSO & CO L.P.
January 24, 2014 - November 20, 2014
ESPOSITO SECURITIES, LLC
June 3, 2013 - January 23, 2014
JANNEY MONTGOMERY SCOTT LLC
December 13, 2004 - March 20, 2012
KNIGHT CAPITAL AMERICAS, L.P.
November 9, 2004 - February 14, 2005
HLA SECURITIES INC
January 21, 2004 - March 4, 2004
Z&Z SECURITIES INC.
November 3, 2003 - March 10, 2005
PETER MANCUSO & CO L.P.
May 30, 2001 - September 2, 2003
NATIONAL BANK OF CANADA FINANCIAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/18/2006
Limited Representative-Equity Trader ExamCurrent Firm
PETER MANCUSO & CO L.P.
CRD#: 33095 / SEC#: , 8-44244
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MANCUSO, PETER VINCENT JR | CEO, CCO, CFO AND FINOP | 2357435 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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