Jennifer B. Hylton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jennifer B Hylton, who also goes by Jennifer W Bumgarner, was a registered financial professional .
Jennifer is a previously registered financial professional and started their career in finance in 2002. Jennifer had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2016 - August 14, 2018
WATER OAK ADVISORS, LLC
March 1, 2012 - February 17, 2016
SCHWAB WEALTH ADVISORY, INC.
January 26, 2012 - March 30, 2012
CHARLES SCHWAB & CO., INC.
August 27, 2008 - December 31, 2011
CHARLES SCHWAB & CO., INC.
August 29, 2002 - February 17, 2016
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WATER OAK ADVISORS, LLC
CRD#: 140486 / SEC#: 801-66872
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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