PK
Patrick B. Kelly
DMKC ADVISORY SERVICES
Des Moines, IA 50312
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CRD#: 4246690
PK
Professional summary
Patrick Benjamin Kelly, who also goes by Pat Kelly, is a registered financial advisor currently at DMKC ADVISORY SERVICES, LLC located in Des Moines, Iowa and D.M. KELLY & COMPANY located in Des Moines, Iowa.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Patrick has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Pat Kelly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Property Owner, one commercial real estate building, Stilwell, LLC, 2620 Fleur Drive, Des Moines IA 50321. Non-investment related. Position of Owner. Manager of Property. Beginning 08/2020. Approximate hours per month: 10 hours; 0 hours during securities trading hours. 2. Name of other business: Daniel M. Kelly 2004 Trust. Investment related: yes. Address of other business: 669 Foster Drive Des Moines, IA 50312; Nature of business: Ownership of D.M. Kelly & Company and DMKC Advisory Services, LLC. Position: Trustee. Start date of position 2018. Approx hours per month: 0. Approx hours per month during security trading hours: 0. 3. Name of other business: Lemonade Springs, 3900 Ingersoll Ave Des Moines, IA 50312. Position: Trustee. Part-time, approx. 10 hours / month. Less than 1 hour during market hours. Non-investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Benjamin Kelly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 5, 2023 - Present
DMKC ADVISORY SERVICES, LLC
Office #1: 3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312RIA
CRD#: 145112
Des Moines, IA
Current
April 21, 2023 - Present
D.M. KELLY & COMPANY
Office #1: 3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312Office #2: 3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312BD
CRD#: 38770
Des Moines, IA
Past
January 25, 2001 - December 31, 2001
D.M. KELLY & COMPANY
BD
CRD#: 38770
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DMKC ADVISORY SERVICES, LLC
DMKC ADVISORY SERVICES, LLC
CRD#: 145112 / SEC#: 801-68395
RIA
Registered Investment Advisory firm - (9/28/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Iowa(7/5/2023)
IAR
Iowa(7/5/2023)
RR
Kansas(2/19/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/21/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DA
DMKC ADVISORY SERVICES, LLC
DMKC ADVISORY SERVICES, LLC
CRD#: 145112 / SEC#: 801-68395
RIA
Registered Investment Advisory firm - (9/28/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3900 Ingersoll Avenue Suite 300, Des Moines, IA 50312
Mailing Address
Phone number
(515) 221-1133
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 818 |
| AUM (Assets Under Management) | $ 668,680,393 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/18/2025 | ||
| 09/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DMKC ADVISORY SERVICES, LLC
CRD#: 145112Des Moines, IA 50312TRUST BUT VERIFY
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