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Christopher Owen Morris

Christopher O. Morris

CMA FINANCIAL SERVICES
Atlanta, GA 30338
Some features on this profile are disabled
CRD#: 4246536
Christopher Owen Morris

Professional summary

Christopher Owen Morris, CFP®, who also goes by Chris Owen Morris, is a registered financial advisor currently at CMA FINANCIAL SERVICES located in Atlanta, Georgia and PURSHE KAPLAN STERLING INVESTMENTS located in Atlanta, Georgia.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Chris Owen Morris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Owen Morris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2004

Experience

Current

August 3, 2016 - Present

CMA FINANCIAL SERVICES

Office #1: 1 Dunwoody Park, Suite 105, Atlanta, GA 30338
RIA
CRD#: 283847
Atlanta, GA
Current

July 25, 2016 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: One Dunwoody Park, South Suite 105, Atlanta, GA 30338
BD
CRD#: 35747
Atlanta, GA
Past

July 30, 2012 - August 4, 2016

CAPE INVESTMENT ADVISORY, INC.

RIA
CRD#: 146384
TUCKER, GA
Past

June 27, 2012 - August 4, 2016

CAPE SECURITIES INC.

BD
CRD#: 7072
Dunwoody, GA
Past

May 18, 2004 - July 5, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
TUCKER, GA
Past

May 18, 2004 - July 5, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
TUCKER, GA
Past

January 24, 2003 - May 18, 2004

TRIAD ADVISORS LLC

RIA
CRD#: 25803
TUCKER, GA
Past

April 29, 2002 - May 18, 2004

TRIAD ADVISORS LLC

BD
CRD#: 25803
ATLANTA, GA
Past

November 27, 2001 - May 1, 2002

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA
Past

September 28, 2000 - November 5, 2001

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/25/2016)
RR
Georgia
(7/25/2016)
IAR
Georgia
(8/3/2016)
RR
South Carolina
(7/25/2016)
RR
Tennessee
(7/25/2016)
RR
Texas
(2/22/2018)
IAR
Texas
(4/25/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/16/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/18/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/23/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/27/2000
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/26/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CF
CMA FINANCIAL SERVICES
CMA FINANCIAL SERVICES | CMA FINANCIAL SERVICES, LLC

CRD#: 283847 / SEC#:

Georgia
Registered Investment Advisory firm - (7/5/2016 Approved)
Texas
Registered Investment Advisory firm - (4/25/2018 Conditional Restricted)
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Contact information

Main Address
1 Dunwoody Park, S Suite 105, Atlanta, GA 30338
Mailing Address
Phone number
(770) 493-7578
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts153
AUM (Assets Under Management)$ 14,742,154

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CMA FINANCIAL SERVICES

CRD#: 283847Atlanta, GA 30338

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